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How to Cite a Thesis or Dissertation in APA

In this citation guide, you will learn how to reference and cite an undergraduate thesis, master’s thesis, or doctoral dissertation. This guide will also review the differences between a thesis or dissertation that is published and one that has remained unpublished. The guidelines below come from the 7th edition of the Publication Manual of the American Psychological Association (2020a), pages 333 and 334. Please note that the association is not affiliated with this guide.

Alternatively, you can visit EasyBib.com for helpful citation tools to cite your thesis or dissertation .

Guide Overview

Citing an unpublished thesis or dissertation, citing a published dissertation or thesis from a database, citing a thesis or dissertation published online but not from a database, citing a thesis or dissertation: reference overview, what you need.

Since unpublished theses can usually only be sourced in print form from a university library, the correct citation structure includes the university name where the publisher element usually goes.

Author’s last name, F. M. (Year published). Title in sentence case [Unpublished degree type thesis or dissertation]. Name of institution.

Ames, J. H., & Doughty, L. H. (1911). The proposed plans for the Iowa State College athletic field including the design of a reinforced concrete grandstand and wall [Unpublished bachelor’s thesis]. Iowa State University.

In-text citation example:

  • Parenthetical :  (Ames & Doughty, 1911)
  • Narrative :  Ames & Doughty (1911)

If a thesis or dissertation has been published and is found on a database, then follow the structure below. It’s similar to the format for an unpublished dissertation/thesis, but with a few differences:

  • The institution is presented in brackets after the title
  • The archive or database name is included

Author’s last name, F. M. (Year published). Title in sentence case (Publication or Document No.) [Degree type thesis or dissertation, Name of institution]. Database name.

Examples 1:

Knight, K. A. (2011). Media epidemics: Viral structures in literature and new media (Accession No. 2013420395) [Doctoral dissertation, University of California, Santa Barbara]. ProQuest Dissertations Publishing.

Example dissertation-thesis

Trotman, J.B. (2018). New insights into the biochemistry and cell biology of RNA recapping (Document No. osu1523896565730483) [Doctoral dissertation, Ohio State University]. OhioLINK Electronic Theses & Dissertations Center.

In the example given above, the dissertation is presented with a Document Number (Document No.). Sometimes called a database number or publication number, this is the identifier that is used by the database’s indexing system. If the database you are using provides you with such a number, then include it directly after the work’s title in parentheses.

If you are interested in learning more about how to handle works that were accessed via academic research databases, see Section 9.3 of the Publication Manual.

In-text citation examples :

  • Parenthetical citation : (Trotman, 2018)
  • Narrative citation : Trotman (2018)

Author’s last name, F. M. (Year Published). Title in sentence case [Degree type thesis or dissertation, Name of institution]. Name of archive or collection. URL

Kim, O. (2019). Soviet tableau: cinema and history under late socialism [Doctoral dissertation, University of Pittsburgh]. Institutional Repository at the University of Pittsburgh. https://d-scholarship.pitt.edu/37669/7/Olga%20Kim%20Final%20ETD.pdf

Stiles, T. W. (2001). Doing science: Teachers’ authentic experiences at the Lone Star Dinosaur Field Institute [Master’s thesis, Texas A&M University]. OAKTrust. https://hdl.handle.net/1969.1/ETD-TAMU-2001-THESIS-S745

It is important to note that not every thesis or dissertation published online will be associated with a specific archive or collection. If the work is published on a private website, provide only the URL as the source element.

In-text citation examples:

  • Parenthetical citation : (Kim, 2019)
  • Narrative citation : Kim (2019)
  • Parenthetical citation : (Stiles, 2001)
  • Narrative citation : Stiles (2001)
Unpublished Author last name, First initial. Middle initial. (Year Published). [Unpublished degree type thesis or dissertation]. Name of institution Ames, J.H., & Doughty, L.H (1911). [Unpublished bachelor’s thesis]. Iowa State University.
Published from a database Author last name, First initial. Middle initial. (Year Published). (Publication or Document No.) [Degree type thesis or dissertation, Name of institution]. Database name. Trotman, J.B. (2018). (Document No. osu1523896565730483) [Doctoral dissertation, Ohio State University]. OhioLINK Electronic Thesis & Dissertations Center
Published online but not from a database Author last name, First initial. Middle initial. (Year Published). [Degree type thesis or dissertation, Name of institution]. Name of archive or collection. URL Kim, O. (2019). [Doctoral dissertation, University of Pittsburgh]. Institutional Repository at the University of Pittsburgh. http://d-scholarship.pitt.edu/37669/7/Olga%20Kim%20Final%20ETD.pdf

dissertation and thesis Citations for APA 7

We hope that the information provided here will serve as an effective guide for your research. If you’re looking for even more citation info, visit EasyBib.com for a comprehensive collection of educational materials covering multiple source types.

If you’re citing a variety of different sources, consider taking the EasyBib citation generator for a spin. It can help you cite easily and offers citation forms for several different kinds of sources.

To start things off, let’s take a look at the different types of literature that are classified under Chapter 10.6 of the Publication Manual :

  • Undergraduate thesis
  • Master’s thesis
  • Doctoral dissertation

You will need to know which type you are citing. You’ll also need to know if it is published or unpublished .

When you decide to cite a dissertation or thesis, you’ll need to look for the following information to use in your citation:

  • Author’s last name, and first and middle initials
  • Year published
  • Title of thesis or dissertation
  • If it is unpublished
  • Publication or document number (if applicable; for published work)
  • Degree type (bachelor’s, master’s, doctoral)
  • Thesis or dissertation
  • Name of institution awarding degree
  • DOI (https://doi.org/xxxxx) or URL (if applicable)

Since theses and dissertations are directly linked to educational degrees, it is necessary to list the name of the associated institution; i.e., the college, university, or school that is awarding the associated degree.

To get an idea of the proper form, take a look at the examples below. There are three outlined scenarios:

  • Unpublished thesis or dissertation
  • Published thesis or dissertation from a database
  • Thesis or dissertation published online but not from a database

American Psychological Association. (2020a). Publication manual of the American Psychological Association (7th ed.). https://doi.org/10.1037/0000165-000

American Psychological Association. (2020b). Style-Grammar-Guidelines. https://apastyle.apa.org/style-grammar-guidelines/citations/basic-principles/parenthetical-versus-narrative

Published August 10, 2012. Updated March 24, 2020.

Written and edited by Michele Kirschenbaum and Elise Barbeau. Michele Kirschenbaum is a school library media specialist and the in-house librarian at EasyBib.com. Elise Barbeau is the Citation Specialist at Chegg. She has worked in digital marketing, libraries, and publishing.

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To cite a published thesis in APA style, it is important that you know some basic information such as the author, publication year, title of the thesis, institute name, archive name, and URL (uniform resource locator). The templates for an in-text citation and reference list entry of a thesis, along with examples, are given below:

In-text citation template and example:

Use the author surname and the publication year in the in-text citation.

Author Surname (Publication Year)

Cartmel (2007)

Parenthetical:

(Author Surname, Publication Year)

(Cartmel, 2007)

Reference list entry template and example:

The title of the thesis is set in sentence case and italicized. Enclose the thesis and the institute awarding the degree inside brackets following the publication year. Then add the name of the database followed by the URL.

Author Surname, F. M. (Publication Year). Title of the thesis [Master’s thesis, Institute Name]. Name of the Database. URL

Cartmel, J. (2007). Outside school hours care and schools [Master’s thesis, Queensland University of Technology]. EPrints. http://eprints.qut.edu.au/17810/1/Jennifer_Cartmel_Thesis.pdf

To cite an unpublished dissertation in APA style, it is important that you know some basic information such as the author, year, title of the dissertation, and institute name. The templates for in-text citation and reference list entry of an online thesis, along with examples, are given below:

Author Surname (Year)

Averill (2009)

(Author Surname, Year)

(Averill, 2009)

The title of the dissertation is set in sentence case and italicized. Enclose “Unpublished doctoral dissertation” inside brackets following the year. Then add the name of the institution awarding the degree.

Author Surname, F. M. (Publication Year). Title of the dissertation [Unpublished doctoral dissertation]. Name of the Institute.

Averill, R. (2009). Teacher–student relationships in diverse New Zealand year 10 mathematics classrooms: Teacher care [Unpublished doctoral dissertation]. Victoria University of Wellington.

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Unpublished Dissertation or Thesis References

This page contains a reference example for an unpublished dissertation or thesis.

Harris, L. (2014). Instructional leadership perceptions and practices of elementary school leaders [Unpublished doctoral dissertation]. University of Virginia.

  • Parenthetical citation : (Harris, 2014)
  • Narrative citation : Harris (2014)
  • When a dissertation or thesis is unpublished, include the description “[Unpublished doctoral dissertation]” or “[Unpublished master’s thesis]” in square brackets after the dissertation or thesis title.
  • In the source element of the reference, provide the name of the institution that awarded the degree.
  • The same format can be adapted for other unpublished theses, including undergraduate theses, by changing the wording of the bracketed description as appropriate.
  • If you find the dissertation or thesis in a database or in a repository or archive, follow the published dissertation or thesis reference examples .

Unpublished dissertation or thesis references are covered in the seventh edition APA Style manuals in the Publication Manual Section 10.6 and the Concise Guide Section 10.5

references for a dissertation

APA Style 7th Edition: Citing Your Sources

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Standard Format

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Click on the categories below to see what types of information is included for that reference component for Dissertations and Theses

Basic Format: Who = Author (When = year). What = Title. Where = Name of Institution Awarding Degree

Unpublished Dissertations and Theses

Author Surname, A. A.

Title of dissertation/thesis: Use sentence case [Unpublished doctoral dissertation/master’s thesis].

Name of Institution Awarding the Degree

Published Dissertations and Theses

Title of dissertation: Use sentence case [Doctoral dissertation, Name of Institution Awarding the Degree].

Provide Database or Archive name and URL (if available)

Database Name. https://xxxx...

Archive Name.

Formatting:

  • Italicize the title
  • Identify whether source is doctoral dissertation or master’s thesis in parentheses after the title

Click on categories below to see examples.

Thesis, from a commercial database

Dissertation, from an institutional database, unpublished master’s thesis.

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In text citations

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In-text citation requires that the last name of the author and the year of publication be inserted into the text.

Wolton (2018) questions whether... OR ....(Wolton, 2018).

Published Thesis or  Dissertation

Last name, Initial(s). (Year). Title of doctoral dissertation or master’s thesis (Publication No.) [Doctoral dissertation or Master’s thesis, Name of Institution]. Name of database. URL

Wolton, J. L. (2018). "We are probably Wales' best kept secret": An exploration of the role of Care & Repair Cymru caseworkers in facilitating independent living for older people in Wales (Publication No. 27792563). [Doctoral dissertation, Swansea University]. Swansea University Repository. https://cronfa.swan.ac.uk/Record/cronfa49017

Unpublished Thesis or  Dissertation

Last name, Initial(s). (Year). Title of Doctoral dissertation or Master’s thesis [Unpublished Doctoral dissertation or Master’s thesis). Name of Institution.

Pope, S. (2013). Parental participation in the child protection process [Unpublished Master’s thesis]. Swansea University.

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Citing Dissertations & Theses in APA Format

Author Date Title (SOURCE) Institution (SOURCE) Database Name (SOURCE) URL
Author, A. A.  (2018).

[Unpublished master's thesis].

[Unpublished doctoral dissertation].

(Publication No. xx) [Doctoral dissertation, Name of Institution Awarding the Degree].

Name of Institution Awarding the Degree.

found in Proquest Dissertations and Theses Global).

Proquest Dissertations and Theses Global.

https://www.xx.xxxx

Dissertations & Theses

Dissertations and theses are formatted the same way in APA 7th edition. Theses are generally the culminating work for a master's or undergraduate degree and dissertations are often original research completed by doctoral students. Here are examples of a dissertation & a thesis, and how they would be formatted: 

Examples: 

Dissertation found in Proquest Dissertations and Theses Global: 

Reference:  

Banks, B. (2020). Addressing institutional racism in healthcare: A case study (Publication No. 28154307) [Doctoral dissertation, University of Minnesota]. Proquest Dissertations and Theses Global. 

In-Text Citation (Paraphrase):  

(Banks, 2020).

In-Text Citation (Direct Quote):

(Banks, 2020, p. 157).

Master's thesis from a University scholarship database: 

Sears, L. B. (2017). The public voice and sustainable food systems: Community engagement in food action plans [Unpublished master's thesis]. University of Kansas.  https://kuscholarworks.ku.edu/handle/1808/26899  

In-Text Citation (Paraphrase):

(Sears, 2017). 

(Sears, 2017, p. 24). 

Carrie Forbes, MLS

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Citation information has been adapted from the APA Manual (7th Edition). Please refer to page 333 of the APA Manual (7th Edition) for more information.

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References: How to Cite and List Correctly

  • First Online: 25 February 2021

Cite this chapter

references for a dissertation

  • C. George Thomas 2  

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When we write an essay, research paper, thesis, or book, it is normal to include information from the work of others or support our arguments by reference to other published works. All such academic documents draw heavily on the ideas and findings of previous and current researchers available through various sources such as books, journals, theses, newspapers, magazines, government reports, or Internet sources. In all these cases, proper referencing is essential in order to ensure easy retrieval of information. Referencing is the name given to the method of showing and acknowledging the sources from which the author has obtained ideas or information.

Everything deep is also simple and can be reproduced simply as long as its reference to the whole truth is maintained. But what matters is not what is witty but what is true. Albert Schweitzer (1875–1965)

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How to cite a dissertation in APA

APA dissertation citation

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To cite a dissertation in a reference entry in APA style 6th edition include the following elements:

  • Author(s) of the dissertation: Give the last name and initials (e. g. Watson, J. D.) of up to seven authors with the last name preceded by an ampersand (&). For eight or more authors include the first six names followed by an ellipsis (…) and add the last author's name.
  • Year of publication: Give the year in brackets followed by a full stop.
  • Title of the dissertation: Only the first letter of the first word and proper nouns are capitalized.
  • URL: Give the full URL where the document can be retrieved from.

Here is the basic format for a reference list entry of a dissertation in APA style 6th edition:

Author(s) of the dissertation . ( Year of publication ). Title of the dissertation (Doctoral dissertation). Retrieved from URL

If the dissertation is available from a database, archive or any online platform use the following template:

  • Author(s) of the dissertation: Give the last name and initials (e. g. Watson, J. D.) of up to 20 authors with the last name preceded by an ampersand (&). For 21 or more authors include the first 19 names followed by an ellipsis (…) and add the last author's name.
  • Publication number: Give the identification number of the dissertation, if available.
  • Name of the degree awarding institution: Give the name of the institution.
  • Name of platform: Give the name of the database, archive or any platform that holds the dissertation.
  • URL: If the dissertation was found on a database, omit this element.

Here is the basic format for a reference list entry of a dissertation in APA style 7th edition:

Author(s) of the dissertation . ( Year of publication ). Title of the dissertation ( Publication number ) [Doctoral dissertation, Name of the degree awarding institution ]. Name of platform . URL

If the dissertation has not been published or is available from a database use the following template:

  • Location: Give the location of the institution. If outside the United States also include the country name.

Author(s) of the dissertation . ( Year of publication ). Title of the dissertation (Unpublished doctoral dissertation). Name of the degree awarding institution , Location .

If the dissertation is not published, use the following template:

Author(s) of the dissertation . ( Year of publication ). Title of the dissertation [Unpublished doctoral dissertation]. Name of the degree awarding institution .

APA reference list examples

Take a look at our reference list examples that demonstrate the APA style guidelines for a dissertation citation in action:

A dissertation found in an online platform

Guo, J . ( 2018 ). Trust-based service management of internet of things systems and its applications ( Doctoral dissertation ). Retrieved from https://vtechworks.lib.vt.edu/handle/10919/82854
Guo, J . ( 2018 ). Trust-based service management of internet of things systems and its applications [ Doctoral dissertation , Virginia Tech ]. ETDs: Virginia Tech Electronic Theses and Dissertations . https://vtechworks.lib.vt.edu/handle/10919/82854

An unpublished doctoral dissertation

Neel, B. L . ( 2017 ). Three flute chamber works by Alberto Ginastera: Intertwining elements of art and folk music ( Unpublished doctoral dissertation ). University of Nebraska-Lincoln , NE .
Neel, B. L . ( 2017 ). Three flute chamber works by Alberto Ginastera: Intertwining elements of art and folk music [ Unpublished doctoral dissertation ]. University of Nebraska-Lincoln .

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This citation style guide is based on the official Publication Manual of the American Psychological Association ( 6 th edition).

More useful guides

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How to Best Use References in a Dissertation

Published by Alvin Nicolas at August 12th, 2021 , Revised On September 20, 2023

“In a dissertation, references refer to the sources and citations used to support and validate the research.”

They provide evidence, scholarly context, and acknowledgment of the works consulted during the study. References typically include books, journal articles, websites, and other relevant publications cited in the dissertation.

Writing a dissertation can be challenging especially if you haven’t had the chance to write a dissertation before. You need to look into relevant literature, analyze past researches, conduct surveys, interviews, etc. and also reference and cite information that you’ve gathered from different sources.

Many students are usually confused regarding which sources should be mentioned and which be omitted. This confusion arises because they are unaware of the fact as to which sources are credible, reliable, and authentic and which are not.

Thus, the question always remains ‘How to Best Use References in a Dissertation’?

While there is no single way to best use references in a dissertation, students should have a clear understanding of the concept of the use of credible and reliable sources in their dissertation paper.

In today’s world where changes take place frequently, some newspaper articles published online are also categorized as authentic and credible sources.

Information and/or data can be extracted from these articles and included in dissertations with proper use of a citation.

To make sure that references are used appropriately in dissertations, here are a few ways that you can follow:

Research Relevant Studies

Depending on the  topic of your dissertation , make sure to research and look into similar researches that have been conducted in the past. In addition to this, you could also read, analyze and review researches that have utilized the same model or talk about the same theory as you are applying in your dissertation.

Doing so will add a lot of value to your dissertation and you will be able to include models and theories with correct references and citations.

Include Recent Researches

As important as relevant studies are for your dissertation, including recent studies only is equally important. Using reference in a dissertation that belong to the past five to ten years are acceptable; however, using references of the 1980s or 1990s is not recommended.

The main reason being changes in time, settings, environment, participants, etc. All these factors contribute a lot towards accurate conclusions, thus they are regarded as essential when using a study for reference purposes.

Also, writing a dissertation in the current setting, considering the current environment, only recent researches must be included in the dissertation. This gives readers the idea that the research that has been conducted is recent.

Also Read:   How to avoid plagiarism in an academic paper

Stuck on a difficult dissertation? We can help!

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Cite/Reference while Writing

Many of us are guilty of extracting information from various sources when writing without noting down the reference. As a result, we lose track of that particular reference and end up spending hours looking for that specific article or research.

Thus, you should always note down the reference as soon as you refer to it in your dissertation or when you include data or information. In this manner, you will have a complete list of references that you’ve used when you’ve finished writing your dissertation.

Also, doing so will save you a lot of your time, and you will be able to finish your dissertation without any delays.

Know when and where to Cite

Remember the hours you spent looking for the  statistics  or the specific piece of information that you mentioned in your dissertation, but forgot to cite? This usually happens when the deadline is nearing, and we’re in a hurry to complete our dissertation.

However, you should always keep in mind that when you rush things, you tend to spend a lot more time than needed. Thus, whenever you’re mentioning a fact, statistics, or a particular piece of information that is exact and accurate, always cite it.

Not doing so will keep your readers in doubt whether the statistic or number mentioned is accurate or not. On the other hand, if you cite those exact numbers, readers will have the impression that you have done your research, and they can even crosscheck it by referring to your citation.

Choose the Correct Referencing Style

There are various referencing styles. Depending on your university and other requirements, the right referencing style is chosen and conveyed to you.

What you should make sure of is understanding the required referencing style, so you can cite accurately. A Harvard style referencing style example includes a reference list with the name of authors, the journal or book name, the publisher’s name, and the date and the page number.

When citing the exact words of an author or when defining a theory or model, make sure that you include the page number as they are required for direct quotations.

If, in case you do not understand any of the referencing styles, you should either follow the guidelines provided by your tutor or you can also search the internet for your required referencing style.

With time, new editions of referencing styles have been introduced to make sure that all thesis and dissertations follow the same pattern. Thus, make it a practice to crosscheck your referencing style from the internet to make sure that you’re following the latest format and edition.

Proofread your Reference List

This is one of the most important, but often most ignored aspects when looking at how to use references correctly. Your reference list should be sorted as soon as you finish writing your dissertation.

For instance, it should be alphabetically arranged, the number of references should be appropriate for the dissertation, and should be free from all types of errors such as formatting, grammatical and style .

The correct style should be followed, the reference list should be properly formatted and proofread to eliminate all errors. An ideal list of reference examples includes correct mention of the author name, year of publication, and name of the book.

The publisher’s name should be italicized and the page number should also be mentioned. For academic journals, mentioning volume and issue number is mandatory. All these aspects should be considered to make sure that an accurate reference list is prepared for your dissertation.

Crosscheck your Citations

When citing your dissertation, you need to make sure that your text corresponds with the in-text citation that you’re including. Not doing so will make your research unreliable and unauthentic.

Readers will get an impression that the in-text citations have been included just for the sake of it, instead of being related to the text and information that is being mentioned.

Thus, the best in-text citation example includes the name of the author along with the year of publication. If there is a direct quote or a definition included in the exact words of the author, then the page number must be also indicated while citing.

Make sure that all your in-text citations are in line with the information that has been presented and discussed in the paper.

Number of References to be Used

‘How many references should I use for my dissertation? This is a question that most students face. They usually get confused when it comes to the number of references that should be used in a dissertation. There’s no right number of references that should be used in a dissertation.

It depends on the topic, the academic level of the dissertation, and the  literature review  that is being presented.

Also, the models and theories used in the paper contribute to the total number of references. Ideally, it is recommended that every paragraph of 100 words or more should have a reference; however, this is not required and mandatory in all cases.

The literature review is usually the chapter that uses the most references. This helps in formulating a dissertation that is not only informative but is backed by credible resources as well.

Referencing a dissertation is an easy task if done in the right manner. To answer the question, ‘how to best use references in a dissertation, you need to make sure that you’ve collected the right sources  and are referring to credible and reliable information only.

Once you’ve sorted your references, you’re on your way to right an authentic dissertation. The literature review is an important aspect of every dissertation for mentioning relevant theories, models, and information. Thus, this section is critical when it comes to referencing. You should make sure that the models and theories are referenced appropriately, and all references are recent.

If you’re still unsure of whether you’re using references in the right manner or not, or you’re seeking help with referencing your dissertation, get in touch with our professional  dissertation writing services .

At ResearchProspect, we make sure that your dissertation is properly referenced and accurately cited. All our information is up to date, and we make sure that only recent references are included in the dissertation to leave a lasting impression on the readers. Contact us today and leave your referencing worries to us!

FAQs About References in a Dissertation

Can i cite old research papers in my dissertation.

Old papers are usually outdated in terms of significance and impact. Therefore, you must look for recent papers to cite in your dissertation. 

Why is it important to cite/ reference while writing?

Without citation, it looks like you are presenting someone else’s words as your views idea, which will eventually count as plagiarism . 

Moreover, the citations increase the credibility and accuracy of the information presented in the paper.

Which is the correct referencing style?

There are many referencing styles available to pick from, such as MLA, APA, Harvard referencing style , etc. You must check with your university preferences to choose one. However, most UK universities prefer Harvard referencing style. 

You May Also Like

Finding it difficult to maintain a good relationship with your supervisor? Here are some tips on ‘How to Deal with an Unhelpful Dissertation Supervisor’.

Appendices or Appendixes are used to provide additional date related to your dissertation research project. Here we explain what is appendix in dissertation

Here are the steps to make a theoretical framework for dissertation. You can define, discuss and evaluate theories relevant to the research problem.

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Home » References in Research – Types, Examples and Writing Guide

References in Research – Types, Examples and Writing Guide

Table of Contents

References in Research

References in Research

Definition:

References in research are a list of sources that a researcher has consulted or cited while conducting their study. They are an essential component of any academic work, including research papers, theses, dissertations, and other scholarly publications.

Types of References

There are several types of references used in research, and the type of reference depends on the source of information being cited. The most common types of references include:

References to books typically include the author’s name, title of the book, publisher, publication date, and place of publication.

Example: Smith, J. (2018). The Art of Writing. Penguin Books.

Journal Articles

References to journal articles usually include the author’s name, title of the article, name of the journal, volume and issue number, page numbers, and publication date.

Example: Johnson, T. (2021). The Impact of Social Media on Mental Health. Journal of Psychology, 32(4), 87-94.

Web sources

References to web sources should include the author or organization responsible for the content, the title of the page, the URL, and the date accessed.

Example: World Health Organization. (2020). Coronavirus disease (COVID-19) advice for the public. Retrieved from https://www.who.int/emergencies/disease/novel-coronavirus-2019/advice-for-public

Conference Proceedings

References to conference proceedings should include the author’s name, title of the paper, name of the conference, location of the conference, date of the conference, and page numbers.

Example: Chen, S., & Li, J. (2019). The Future of AI in Education. Proceedings of the International Conference on Educational Technology, Beijing, China, July 15-17, pp. 67-78.

References to reports typically include the author or organization responsible for the report, title of the report, publication date, and publisher.

Example: United Nations. (2020). The Sustainable Development Goals Report. United Nations.

Formats of References

Some common Formates of References with their examples are as follows:

APA (American Psychological Association) Style

The APA (American Psychological Association) Style has specific guidelines for formatting references used in academic papers, articles, and books. Here are the different reference formats in APA style with examples:

Author, A. A. (Year of publication). Title of book. Publisher.

Example : Smith, J. K. (2005). The psychology of social interaction. Wiley-Blackwell.

Journal Article

Author, A. A., Author, B. B., & Author, C. C. (Year of publication). Title of article. Title of Journal, volume number(issue number), page numbers.

Example : Brown, L. M., Keating, J. G., & Jones, S. M. (2012). The role of social support in coping with stress among African American adolescents. Journal of Research on Adolescence, 22(1), 218-233.

Author, A. A. (Year of publication or last update). Title of page. Website name. URL.

Example : Centers for Disease Control and Prevention. (2020, December 11). COVID-19: How to protect yourself and others. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html

Magazine article

Author, A. A. (Year, Month Day of publication). Title of article. Title of Magazine, volume number(issue number), page numbers.

Example : Smith, M. (2019, March 11). The power of positive thinking. Psychology Today, 52(3), 60-65.

Newspaper article:

Author, A. A. (Year, Month Day of publication). Title of article. Title of Newspaper, page numbers.

Example: Johnson, B. (2021, February 15). New study shows benefits of exercise on mental health. The New York Times, A8.

Edited book

Editor, E. E. (Ed.). (Year of publication). Title of book. Publisher.

Example : Thompson, J. P. (Ed.). (2014). Social work in the 21st century. Sage Publications.

Chapter in an edited book:

Author, A. A. (Year of publication). Title of chapter. In E. E. Editor (Ed.), Title of book (pp. page numbers). Publisher.

Example : Johnson, K. S. (2018). The future of social work: Challenges and opportunities. In J. P. Thompson (Ed.), Social work in the 21st century (pp. 105-118). Sage Publications.

MLA (Modern Language Association) Style

The MLA (Modern Language Association) Style is a widely used style for writing academic papers and essays in the humanities. Here are the different reference formats in MLA style:

Author’s Last name, First name. Title of Book. Publisher, Publication year.

Example : Smith, John. The Psychology of Social Interaction. Wiley-Blackwell, 2005.

Journal article

Author’s Last name, First name. “Title of Article.” Title of Journal, volume number, issue number, Publication year, page numbers.

Example : Brown, Laura M., et al. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence, vol. 22, no. 1, 2012, pp. 218-233.

Author’s Last name, First name. “Title of Webpage.” Website Name, Publication date, URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC, 11 Dec. 2020, https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Publication date, page numbers.

Example : Smith, Mary. “The Power of Positive Thinking.” Psychology Today, Mar. 2019, pp. 60-65.

Newspaper article

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Publication date, page numbers.

Example : Johnson, Bob. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, 15 Feb. 2021, p. A8.

Editor’s Last name, First name, editor. Title of Book. Publisher, Publication year.

Example : Thompson, John P., editor. Social Work in the 21st Century. Sage Publications, 2014.

Chapter in an edited book

Author’s Last name, First name. “Title of Chapter.” Title of Book, edited by Editor’s First Name Last name, Publisher, Publication year, page numbers.

Example : Johnson, Karen S. “The Future of Social Work: Challenges and Opportunities.” Social Work in the 21st Century, edited by John P. Thompson, Sage Publications, 2014, pp. 105-118.

Chicago Manual of Style

The Chicago Manual of Style is a widely used style for writing academic papers, dissertations, and books in the humanities and social sciences. Here are the different reference formats in Chicago style:

Example : Smith, John K. The Psychology of Social Interaction. Wiley-Blackwell, 2005.

Author’s Last name, First name. “Title of Article.” Title of Journal volume number, no. issue number (Publication year): page numbers.

Example : Brown, Laura M., John G. Keating, and Sarah M. Jones. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence 22, no. 1 (2012): 218-233.

Author’s Last name, First name. “Title of Webpage.” Website Name. Publication date. URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC. December 11, 2020. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Publication date.

Example : Smith, Mary. “The Power of Positive Thinking.” Psychology Today, March 2019.

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Publication date.

Example : Johnson, Bob. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Example : Thompson, John P., ed. Social Work in the 21st Century. Sage Publications, 2014.

Author’s Last name, First name. “Title of Chapter.” In Title of Book, edited by Editor’s First Name Last Name, page numbers. Publisher, Publication year.

Example : Johnson, Karen S. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by John P. Thompson, 105-118. Sage Publications, 2014.

Harvard Style

The Harvard Style, also known as the Author-Date System, is a widely used style for writing academic papers and essays in the social sciences. Here are the different reference formats in Harvard Style:

Author’s Last name, First name. Year of publication. Title of Book. Place of publication: Publisher.

Example : Smith, John. 2005. The Psychology of Social Interaction. Oxford: Wiley-Blackwell.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Journal volume number (issue number): page numbers.

Example: Brown, Laura M., John G. Keating, and Sarah M. Jones. 2012. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence 22 (1): 218-233.

Author’s Last name, First name. Year of publication. “Title of Webpage.” Website Name. URL. Accessed date.

Example : Centers for Disease Control and Prevention. 2020. “COVID-19: How to Protect Yourself and Others.” CDC. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html. Accessed April 1, 2023.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Magazine, month and date of publication.

Example : Smith, Mary. 2019. “The Power of Positive Thinking.” Psychology Today, March 2019.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Newspaper, month and date of publication.

Example : Johnson, Bob. 2021. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Editor’s Last name, First name, ed. Year of publication. Title of Book. Place of publication: Publisher.

Example : Thompson, John P., ed. 2014. Social Work in the 21st Century. Thousand Oaks, CA: Sage Publications.

Author’s Last name, First name. Year of publication. “Title of Chapter.” In Title of Book, edited by Editor’s First Name Last Name, page numbers. Place of publication: Publisher.

Example : Johnson, Karen S. 2014. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by John P. Thompson, 105-118. Thousand Oaks, CA: Sage Publications.

Vancouver Style

The Vancouver Style, also known as the Uniform Requirements for Manuscripts Submitted to Biomedical Journals, is a widely used style for writing academic papers in the biomedical sciences. Here are the different reference formats in Vancouver Style:

Author’s Last name, First name. Title of Book. Edition number. Place of publication: Publisher; Year of publication.

Example : Smith, John K. The Psychology of Social Interaction. 2nd ed. Oxford: Wiley-Blackwell; 2005.

Author’s Last name, First name. Title of Article. Abbreviated Journal Title. Year of publication; volume number(issue number):page numbers.

Example : Brown LM, Keating JG, Jones SM. The Role of Social Support in Coping with Stress among African American Adolescents. J Res Adolesc. 2012;22(1):218-233.

Author’s Last name, First name. Title of Webpage. Website Name [Internet]. Publication date. [cited date]. Available from: URL.

Example : Centers for Disease Control and Prevention. COVID-19: How to Protect Yourself and Others [Internet]. 2020 Dec 11. [cited 2023 Apr 1]. Available from: https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. Title of Article. Title of Magazine. Year of publication; month and day of publication:page numbers.

Example : Smith M. The Power of Positive Thinking. Psychology Today. 2019 Mar 1:32-35.

Author’s Last name, First name. Title of Article. Title of Newspaper. Year of publication; month and day of publication:page numbers.

Example : Johnson B. New Study Shows Benefits of Exercise on Mental Health. The New York Times. 2021 Feb 15:A4.

Editor’s Last name, First name, editor. Title of Book. Edition number. Place of publication: Publisher; Year of publication.

Example: Thompson JP, editor. Social Work in the 21st Century. 1st ed. Thousand Oaks, CA: Sage Publications; 2014.

Author’s Last name, First name. Title of Chapter. In: Editor’s Last name, First name, editor. Title of Book. Edition number. Place of publication: Publisher; Year of publication. page numbers.

Example : Johnson KS. The Future of Social Work: Challenges and Opportunities. In: Thompson JP, editor. Social Work in the 21st Century. 1st ed. Thousand Oaks, CA: Sage Publications; 2014. p. 105-118.

Turabian Style

Turabian style is a variation of the Chicago style used in academic writing, particularly in the fields of history and humanities. Here are the different reference formats in Turabian style:

Author’s Last name, First name. Title of Book. Place of publication: Publisher, Year of publication.

Example : Smith, John K. The Psychology of Social Interaction. Oxford: Wiley-Blackwell, 2005.

Author’s Last name, First name. “Title of Article.” Title of Journal volume number, no. issue number (Year of publication): page numbers.

Example : Brown, LM, Keating, JG, Jones, SM. “The Role of Social Support in Coping with Stress among African American Adolescents.” J Res Adolesc 22, no. 1 (2012): 218-233.

Author’s Last name, First name. “Title of Webpage.” Name of Website. Publication date. Accessed date. URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC. December 11, 2020. Accessed April 1, 2023. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Month Day, Year of publication, page numbers.

Example : Smith, M. “The Power of Positive Thinking.” Psychology Today, March 1, 2019, 32-35.

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Month Day, Year of publication.

Example : Johnson, B. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Editor’s Last name, First name, ed. Title of Book. Place of publication: Publisher, Year of publication.

Example : Thompson, JP, ed. Social Work in the 21st Century. Thousand Oaks, CA: Sage Publications, 2014.

Author’s Last name, First name. “Title of Chapter.” In Title of Book, edited by Editor’s Last name, First name, page numbers. Place of publication: Publisher, Year of publication.

Example : Johnson, KS. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by Thompson, JP, 105-118. Thousand Oaks, CA: Sage Publications, 2014.

IEEE (Institute of Electrical and Electronics Engineers) Style

IEEE (Institute of Electrical and Electronics Engineers) style is commonly used in engineering, computer science, and other technical fields. Here are the different reference formats in IEEE style:

Author’s Last name, First name. Book Title. Place of Publication: Publisher, Year of publication.

Example : Oppenheim, A. V., & Schafer, R. W. Discrete-Time Signal Processing. Upper Saddle River, NJ: Prentice Hall, 2010.

Author’s Last name, First name. “Title of Article.” Abbreviated Journal Title, vol. number, no. issue number, pp. page numbers, Month year of publication.

Example: Shannon, C. E. “A Mathematical Theory of Communication.” Bell System Technical Journal, vol. 27, no. 3, pp. 379-423, July 1948.

Conference paper

Author’s Last name, First name. “Title of Paper.” In Title of Conference Proceedings, Place of Conference, Date of Conference, pp. page numbers, Year of publication.

Example: Gupta, S., & Kumar, P. “An Improved System of Linear Discriminant Analysis for Face Recognition.” In Proceedings of the 2011 International Conference on Computer Science and Network Technology, Harbin, China, Dec. 2011, pp. 144-147.

Author’s Last name, First name. “Title of Webpage.” Name of Website. Date of publication or last update. Accessed date. URL.

Example : National Aeronautics and Space Administration. “Apollo 11.” NASA. July 20, 1969. Accessed April 1, 2023. https://www.nasa.gov/mission_pages/apollo/apollo11.html.

Technical report

Author’s Last name, First name. “Title of Report.” Name of Institution or Organization, Report number, Year of publication.

Example : Smith, J. R. “Development of a New Solar Panel Technology.” National Renewable Energy Laboratory, NREL/TP-6A20-51645, 2011.

Author’s Last name, First name. “Title of Patent.” Patent number, Issue date.

Example : Suzuki, H. “Method of Producing Carbon Nanotubes.” US Patent 7,151,019, December 19, 2006.

Standard Title. Standard number, Publication date.

Example : IEEE Standard for Floating-Point Arithmetic. IEEE Std 754-2008, August 29, 2008

ACS (American Chemical Society) Style

ACS (American Chemical Society) style is commonly used in chemistry and related fields. Here are the different reference formats in ACS style:

Author’s Last name, First name; Author’s Last name, First name. Title of Article. Abbreviated Journal Title Year, Volume, Page Numbers.

Example : Wang, Y.; Zhao, X.; Cui, Y.; Ma, Y. Facile Preparation of Fe3O4/graphene Composites Using a Hydrothermal Method for High-Performance Lithium Ion Batteries. ACS Appl. Mater. Interfaces 2012, 4, 2715-2721.

Author’s Last name, First name. Book Title; Publisher: Place of Publication, Year of Publication.

Example : Carey, F. A. Organic Chemistry; McGraw-Hill: New York, 2008.

Author’s Last name, First name. Chapter Title. In Book Title; Editor’s Last name, First name, Ed.; Publisher: Place of Publication, Year of Publication; Volume number, Chapter number, Page Numbers.

Example : Grossman, R. B. Analytical Chemistry of Aerosols. In Aerosol Measurement: Principles, Techniques, and Applications; Baron, P. A.; Willeke, K., Eds.; Wiley-Interscience: New York, 2001; Chapter 10, pp 395-424.

Author’s Last name, First name. Title of Webpage. Website Name, URL (accessed date).

Example : National Institute of Standards and Technology. Atomic Spectra Database. https://www.nist.gov/pml/atomic-spectra-database (accessed April 1, 2023).

Author’s Last name, First name. Patent Number. Patent Date.

Example : Liu, Y.; Huang, H.; Chen, H.; Zhang, W. US Patent 9,999,999, December 31, 2022.

Author’s Last name, First name; Author’s Last name, First name. Title of Article. In Title of Conference Proceedings, Publisher: Place of Publication, Year of Publication; Volume Number, Page Numbers.

Example : Jia, H.; Xu, S.; Wu, Y.; Wu, Z.; Tang, Y.; Huang, X. Fast Adsorption of Organic Pollutants by Graphene Oxide. In Proceedings of the 15th International Conference on Environmental Science and Technology, American Chemical Society: Washington, DC, 2017; Volume 1, pp 223-228.

AMA (American Medical Association) Style

AMA (American Medical Association) style is commonly used in medical and scientific fields. Here are the different reference formats in AMA style:

Author’s Last name, First name. Article Title. Journal Abbreviation. Year; Volume(Issue):Page Numbers.

Example : Jones, R. A.; Smith, B. C. The Role of Vitamin D in Maintaining Bone Health. JAMA. 2019;321(17):1765-1773.

Author’s Last name, First name. Book Title. Edition number. Place of Publication: Publisher; Year.

Example : Guyton, A. C.; Hall, J. E. Textbook of Medical Physiology. 13th ed. Philadelphia, PA: Saunders; 2015.

Author’s Last name, First name. Chapter Title. In: Editor’s Last name, First name, ed. Book Title. Edition number. Place of Publication: Publisher; Year: Page Numbers.

Example: Rajakumar, K. Vitamin D and Bone Health. In: Holick, M. F., ed. Vitamin D: Physiology, Molecular Biology, and Clinical Applications. 2nd ed. New York, NY: Springer; 2010:211-222.

Author’s Last name, First name. Webpage Title. Website Name. URL. Published date. Updated date. Accessed date.

Example : National Cancer Institute. Breast Cancer Prevention (PDQ®)–Patient Version. National Cancer Institute. https://www.cancer.gov/types/breast/patient/breast-prevention-pdq. Published October 11, 2022. Accessed April 1, 2023.

Author’s Last name, First name. Conference presentation title. In: Conference Title; Conference Date; Place of Conference.

Example : Smith, J. R. Vitamin D and Bone Health: A Meta-Analysis. In: Proceedings of the Annual Meeting of the American Society for Bone and Mineral Research; September 20-23, 2022; San Diego, CA.

Thesis or dissertation

Author’s Last name, First name. Title of Thesis or Dissertation. Degree level [Doctoral dissertation or Master’s thesis]. University Name; Year.

Example : Wilson, S. A. The Effects of Vitamin D Supplementation on Bone Health in Postmenopausal Women [Doctoral dissertation]. University of California, Los Angeles; 2018.

ASCE (American Society of Civil Engineers) Style

The ASCE (American Society of Civil Engineers) style is commonly used in civil engineering fields. Here are the different reference formats in ASCE style:

Author’s Last name, First name. “Article Title.” Journal Title, volume number, issue number (year): page numbers. DOI or URL (if available).

Example : Smith, J. R. “Evaluation of the Effectiveness of Sustainable Drainage Systems in Urban Areas.” Journal of Environmental Engineering, vol. 146, no. 3 (2020): 04020010. https://doi.org/10.1061/(ASCE)EE.1943-7870.0001668.

Example : McCuen, R. H. Hydrologic Analysis and Design. 4th ed. Upper Saddle River, NJ: Pearson Education; 2013.

Author’s Last name, First name. “Chapter Title.” In: Editor’s Last name, First name, ed. Book Title. Edition number. Place of Publication: Publisher; Year: page numbers.

Example : Maidment, D. R. “Floodplain Management in the United States.” In: Shroder, J. F., ed. Treatise on Geomorphology. San Diego, CA: Academic Press; 2013: 447-460.

Author’s Last name, First name. “Paper Title.” In: Conference Title; Conference Date; Location. Place of Publication: Publisher; Year: page numbers.

Example: Smith, J. R. “Sustainable Drainage Systems for Urban Areas.” In: Proceedings of the ASCE International Conference on Sustainable Infrastructure; November 6-9, 2019; Los Angeles, CA. Reston, VA: American Society of Civil Engineers; 2019: 156-163.

Author’s Last name, First name. “Report Title.” Report number. Place of Publication: Publisher; Year.

Example : U.S. Army Corps of Engineers. “Hurricane Sandy Coastal Risk Reduction Program, New York and New Jersey.” Report No. P-15-001. Washington, DC: U.S. Army Corps of Engineers; 2015.

CSE (Council of Science Editors) Style

The CSE (Council of Science Editors) style is commonly used in the scientific and medical fields. Here are the different reference formats in CSE style:

Author’s Last name, First Initial. Middle Initial. “Article Title.” Journal Title. Year;Volume(Issue):Page numbers.

Example : Smith, J.R. “Evaluation of the Effectiveness of Sustainable Drainage Systems in Urban Areas.” Journal of Environmental Engineering. 2020;146(3):04020010.

Author’s Last name, First Initial. Middle Initial. Book Title. Edition number. Place of Publication: Publisher; Year.

Author’s Last name, First Initial. Middle Initial. “Chapter Title.” In: Editor’s Last name, First Initial. Middle Initial., ed. Book Title. Edition number. Place of Publication: Publisher; Year:Page numbers.

Author’s Last name, First Initial. Middle Initial. “Paper Title.” In: Conference Title; Conference Date; Location. Place of Publication: Publisher; Year.

Example : Smith, J.R. “Sustainable Drainage Systems for Urban Areas.” In: Proceedings of the ASCE International Conference on Sustainable Infrastructure; November 6-9, 2019; Los Angeles, CA. Reston, VA: American Society of Civil Engineers; 2019.

Author’s Last name, First Initial. Middle Initial. “Report Title.” Report number. Place of Publication: Publisher; Year.

Bluebook Style

The Bluebook style is commonly used in the legal field for citing legal documents and sources. Here are the different reference formats in Bluebook style:

Case citation

Case name, volume source page (Court year).

Example : Brown v. Board of Education, 347 U.S. 483 (1954).

Statute citation

Name of Act, volume source § section number (year).

Example : Clean Air Act, 42 U.S.C. § 7401 (1963).

Regulation citation

Name of regulation, volume source § section number (year).

Example: Clean Air Act, 40 C.F.R. § 52.01 (2019).

Book citation

Author’s Last name, First Initial. Middle Initial. Book Title. Edition number (if applicable). Place of Publication: Publisher; Year.

Example: Smith, J.R. Legal Writing and Analysis. 3rd ed. New York, NY: Aspen Publishers; 2015.

Journal article citation

Author’s Last name, First Initial. Middle Initial. “Article Title.” Journal Title. Volume number (year): first page-last page.

Example: Garcia, C. “The Right to Counsel: An International Comparison.” International Journal of Legal Information. 43 (2015): 63-94.

Website citation

Author’s Last name, First Initial. Middle Initial. “Page Title.” Website Title. URL (accessed month day, year).

Example : United Nations. “Universal Declaration of Human Rights.” United Nations. https://www.un.org/en/universal-declaration-human-rights/ (accessed January 3, 2023).

Oxford Style

The Oxford style, also known as the Oxford referencing system or the documentary-note citation system, is commonly used in the humanities, including literature, history, and philosophy. Here are the different reference formats in Oxford style:

Author’s Last name, First name. Book Title. Place of Publication: Publisher, Year of Publication.

Example : Smith, John. The Art of Writing. New York: Penguin, 2020.

Author’s Last name, First name. “Article Title.” Journal Title volume, no. issue (year): page range.

Example: Garcia, Carlos. “The Role of Ethics in Philosophy.” Philosophy Today 67, no. 3 (2019): 53-68.

Chapter in an edited book citation

Author’s Last name, First name. “Chapter Title.” In Book Title, edited by Editor’s Name, page range. Place of Publication: Publisher, Year of Publication.

Example : Lee, Mary. “Feminism in the 21st Century.” In The Oxford Handbook of Feminism, edited by Jane Smith, 51-69. Oxford: Oxford University Press, 2018.

Author’s Last name, First name. “Page Title.” Website Title. URL (accessed day month year).

Example : Jones, David. “The Importance of Learning Languages.” Oxford Language Center. https://www.oxfordlanguagecenter.com/importance-of-learning-languages/ (accessed 3 January 2023).

Dissertation or thesis citation

Author’s Last name, First name. “Title of Dissertation/Thesis.” PhD diss., University Name, Year of Publication.

Example : Brown, Susan. “The Art of Storytelling in American Literature.” PhD diss., University of Oxford, 2020.

Newspaper article citation

Author’s Last name, First name. “Article Title.” Newspaper Title, Month Day, Year.

Example : Robinson, Andrew. “New Developments in Climate Change Research.” The Guardian, September 15, 2022.

AAA (American Anthropological Association) Style

The American Anthropological Association (AAA) style is commonly used in anthropology research papers and journals. Here are the different reference formats in AAA style:

Author’s Last name, First name. Year of Publication. Book Title. Place of Publication: Publisher.

Example : Smith, John. 2019. The Anthropology of Food. New York: Routledge.

Author’s Last name, First name. Year of Publication. “Article Title.” Journal Title volume, no. issue: page range.

Example : Garcia, Carlos. 2021. “The Role of Ethics in Anthropology.” American Anthropologist 123, no. 2: 237-251.

Author’s Last name, First name. Year of Publication. “Chapter Title.” In Book Title, edited by Editor’s Name, page range. Place of Publication: Publisher.

Example: Lee, Mary. 2018. “Feminism in Anthropology.” In The Oxford Handbook of Feminism, edited by Jane Smith, 51-69. Oxford: Oxford University Press.

Author’s Last name, First name. Year of Publication. “Page Title.” Website Title. URL (accessed day month year).

Example : Jones, David. 2020. “The Importance of Learning Languages.” Oxford Language Center. https://www.oxfordlanguagecenter.com/importance-of-learning-languages/ (accessed January 3, 2023).

Author’s Last name, First name. Year of Publication. “Title of Dissertation/Thesis.” PhD diss., University Name.

Example : Brown, Susan. 2022. “The Art of Storytelling in Anthropology.” PhD diss., University of California, Berkeley.

Author’s Last name, First name. Year of Publication. “Article Title.” Newspaper Title, Month Day.

Example : Robinson, Andrew. 2021. “New Developments in Anthropology Research.” The Guardian, September 15.

AIP (American Institute of Physics) Style

The American Institute of Physics (AIP) style is commonly used in physics research papers and journals. Here are the different reference formats in AIP style:

Example : Johnson, S. D. 2021. “Quantum Computing and Information.” Journal of Applied Physics 129, no. 4: 043102.

Example : Feynman, Richard. 2018. The Feynman Lectures on Physics. New York: Basic Books.

Example : Jones, David. 2020. “The Future of Quantum Computing.” In The Handbook of Physics, edited by John Smith, 125-136. Oxford: Oxford University Press.

Conference proceedings citation

Author’s Last name, First name. Year of Publication. “Title of Paper.” Proceedings of Conference Name, date and location: page range. Place of Publication: Publisher.

Example : Chen, Wei. 2019. “The Applications of Nanotechnology in Solar Cells.” Proceedings of the 8th International Conference on Nanotechnology, July 15-17, Tokyo, Japan: 224-229. New York: AIP Publishing.

Example : American Institute of Physics. 2022. “About AIP Publishing.” AIP Publishing. https://publishing.aip.org/about-aip-publishing/ (accessed January 3, 2023).

Patent citation

Author’s Last name, First name. Year of Publication. Patent Number.

Example : Smith, John. 2018. US Patent 9,873,644.

References Writing Guide

Here are some general guidelines for writing references:

  • Follow the citation style guidelines: Different disciplines and journals may require different citation styles (e.g., APA, MLA, Chicago). It is important to follow the specific guidelines for the citation style required.
  • Include all necessary information : Each citation should include enough information for readers to locate the source. For example, a journal article citation should include the author(s), title of the article, journal title, volume number, issue number, page numbers, and publication year.
  • Use proper formatting: Citation styles typically have specific formatting requirements for different types of sources. Make sure to follow the proper formatting for each citation.
  • Order citations alphabetically: If listing multiple sources, they should be listed alphabetically by the author’s last name.
  • Be consistent: Use the same citation style throughout the entire paper or project.
  • Check for accuracy: Double-check all citations to ensure accuracy, including correct spelling of author names and publication information.
  • Use reputable sources: When selecting sources to cite, choose reputable and authoritative sources. Avoid sources that are biased or unreliable.
  • Include all sources: Make sure to include all sources used in the research, including those that were not directly quoted but still informed the work.
  • Use online tools : There are online tools available (e.g., citation generators) that can help with formatting and organizing references.

Purpose of References in Research

References in research serve several purposes:

  • To give credit to the original authors or sources of information used in the research. It is important to acknowledge the work of others and avoid plagiarism.
  • To provide evidence for the claims made in the research. References can support the arguments, hypotheses, or conclusions presented in the research by citing relevant studies, data, or theories.
  • To allow readers to find and verify the sources used in the research. References provide the necessary information for readers to locate and access the sources cited in the research, which allows them to evaluate the quality and reliability of the information presented.
  • To situate the research within the broader context of the field. References can show how the research builds on or contributes to the existing body of knowledge, and can help readers to identify gaps in the literature that the research seeks to address.

Importance of References in Research

References play an important role in research for several reasons:

  • Credibility : By citing authoritative sources, references lend credibility to the research and its claims. They provide evidence that the research is based on a sound foundation of knowledge and has been carefully researched.
  • Avoidance of Plagiarism : References help researchers avoid plagiarism by giving credit to the original authors or sources of information. This is important for ethical reasons and also to avoid legal repercussions.
  • Reproducibility : References allow others to reproduce the research by providing detailed information on the sources used. This is important for verification of the research and for others to build on the work.
  • Context : References provide context for the research by situating it within the broader body of knowledge in the field. They help researchers to understand where their work fits in and how it builds on or contributes to existing knowledge.
  • Evaluation : References provide a means for others to evaluate the research by allowing them to assess the quality and reliability of the sources used.

Advantages of References in Research

There are several advantages of including references in research:

  • Acknowledgment of Sources: Including references gives credit to the authors or sources of information used in the research. This is important to acknowledge the original work and avoid plagiarism.
  • Evidence and Support : References can provide evidence to support the arguments, hypotheses, or conclusions presented in the research. This can add credibility and strength to the research.
  • Reproducibility : References provide the necessary information for others to reproduce the research. This is important for the verification of the research and for others to build on the work.
  • Context : References can help to situate the research within the broader body of knowledge in the field. This helps researchers to understand where their work fits in and how it builds on or contributes to existing knowledge.
  • Evaluation : Including references allows others to evaluate the research by providing a means to assess the quality and reliability of the sources used.
  • Ongoing Conversation: References allow researchers to engage in ongoing conversations and debates within their fields. They can show how the research builds on or contributes to the existing body of knowledge.

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What is a thesis?

What is a dissertation, getting started, staying on track.

A thesis is a long-term project that you work on over the course of a semester or a year. Theses have a very wide variety of styles and content, so we encourage you to look at prior examples and work closely with faculty to develop yours. 

Before you begin, make sure that you are familiar with the dissertation genre—what it is for and what it looks like.

Generally speaking, a dissertation’s purpose is to prove that you have the expertise necessary to fulfill your doctoral-degree requirements by showing depth of knowledge and independent thinking.

The form of a dissertation may vary by discipline. Be sure to follow the specific guidelines of your department.

  • PhD This site directs candidates to the GSAS website about dissertations , with links to checklists,  planning, formatting, acknowledgments, submission, and publishing options. There is also a link to guidelines for the prospectus . Consult with your committee chair about specific requirements and standards for your dissertation.
  • DDES This document covers planning, patent filing, submission guidelines, publishing options, formatting guidelines, sample pages, citation guidelines, and a list of common errors to avoid. There is also a link to guidelines for the prospectus .
  • Scholarly Pursuits (GSAS) This searchable booklet from Harvard GSAS is a comprehensive guide to writing dissertations, dissertation-fellowship applications, academic journal articles, and academic job documents.

Finding an original topic can be a daunting and overwhelming task. These key concepts can help you focus and save time.

Finding a topic for your thesis or dissertation should start with a research question that excites or at least interests you. A rigorous, engaging, and original project will require continuous curiosity about your topic, about your own thoughts on the topic, and about what other scholars have said on your topic. Avoid getting boxed in by thinking you know what you want to say from the beginning; let your research and your writing evolve as you explore and fine-tune your focus through constant questioning and exploration.

Get a sense of the broader picture before you narrow your focus and attempt to frame an argument. Read, skim, and otherwise familiarize yourself with what other scholars have done in areas related to your proposed topic. Briefly explore topics tangentially related to yours to broaden your perspective and increase your chance of finding a unique angle to pursue.

Critical Reading

Critical reading is the opposite of passive reading. Instead of merely reading for information to absorb, critical reading also involves careful, sustained thinking about what you are reading. This process may include analyzing the author’s motives and assumptions, asking what might be left out of the discussion, considering what you agree with or disagree with in the author’s statements and why you agree or disagree, and exploring connections or contradictions between scholarly arguments. Here is a resource to help hone your critical-reading skills:

http://writing.umn.edu/sws/assets/pdf/quicktips/criticalread.pdf

Conversation

Your thesis or dissertation will incorporate some ideas from other scholars whose work you researched. By reading critically and following your curiosity, you will develop your own ideas and claims, and these contributions are the core of your project. You will also acknowledge the work of scholars who came before you, and you must accurately and fairly attribute this work and define your place within the larger discussion. Make sure that you know how to quote, summarize, paraphrase ,  integrate , and cite secondary sources to avoid plagiarism and to show the depth and breadth of your knowledge.

A thesis is a long-term, large project that involves both research and writing; it is easy to lose focus, motivation, and momentum. Here are suggestions for achieving the result you want in the time you have.

The dissertation is probably the largest project you have undertaken, and a lot of the work is self-directed. The project can feel daunting or even overwhelming unless you break it down into manageable pieces and create a timeline for completing each smaller task. Be realistic but also challenge yourself, and be forgiving of yourself if you miss a self-imposed deadline here and there.

Your program will also have specific deadlines for different requirements, including establishing a committee, submitting a prospectus, completing the dissertation, defending the dissertation, and submitting your work. Consult your department’s website for these dates and incorporate them into the timeline for your work.

Accountability

Sometimes self-imposed deadlines do not feel urgent unless there is accountability to someone beyond yourself. To increase your motivation to complete tasks on schedule, set dates with your committee chair to submit pre-determined pieces of a chapter. You can also arrange with a fellow doctoral student to check on each other’s progress. Research and writing can be lonely, so it is also nice to share that journey with someone and support each other through the process.

Common Pitfalls

The most common challenges for students writing a dissertation are writer’s block, information-overload, and the compulsion to keep researching forever.

There are many strategies for avoiding writer’s block, such as freewriting, outlining, taking a walk, starting in the middle, and creating an ideal work environment for your particular learning style. Pay attention to what helps you and try different things until you find what works.

Efficient researching techniques are essential to avoiding information-overload. Here are a couple of resources about strategies for finding sources and quickly obtaining essential information from them.

https://owl.purdue.edu/owl/subject_specific_writing/writing_in_literature/writing_in_literature_detailed_discussion/reading_criticism.html

https://students.dartmouth.edu/academic-skills/learning-resources/learning-strategies/reading-techniques

Finally, remember that there is always more to learn and your dissertation cannot incorporate everything. Follow your curiosity but also set limits on the scope of your work. It helps to create a folder entitled “future projects” for topics and sources that interest you but that do not fit neatly into the dissertation. Also remember that future scholars will build off of your work, so leave something for them to do.

Browsing through theses and dissertations of the past can help to get a sense of your options and gain inspiration but be careful to use current guidelines and refer to your committee instead of relying on these examples for form or formatting.

DASH Digital Access to Scholarship at Harvard.

HOLLIS Harvard Library’s catalog provides access to ProQuest Dissertations & Theses Global .

MIT Architecture has a list of their graduates’ dissertations and theses.

Rhode Island School of Design has a list of their graduates’ dissertations and theses.

University of South Florida has a list of their graduates’ dissertations and theses.

Harvard GSD has a list of projects, including theses and professors’ research.

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Terminology - Thesis, dissertation or exegesis?

Published theses and dissertations, unpublished theses and dissertations.

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Thesis and dissertation can mean different things depending on where the degree is awarded. Always check the title page, or subsequent pages, to determine exactly what the work is and use the information for your reference. ​

Auckland University of Technology (and other NZ universities)

  • Thesis is either for a doctoral or a master's degree.
  • Dissertation is either for a master's or a bachelor's degree with honours.
  • Exegesis is the written component of a practice-based thesis where the major output is a creative work;  e.g., a film, artwork, novel.

Other parts of the world

  • In North America and some other countries, dissertation is used for a doctoral degree and thesis for a master's degree.

Theses available in a database, a university archive or from a personal website.

Reference format

Author, A. A. (Year).  (Publication No. ) [Doctoral dissertation/Doctoral thesis/Master's dissertation/Master's thesis, Institution Name].

Database Name.  URL

Archive Name.  URL

Theses published online (e.g. in institutional repositories)

Miller, T. (2019). [Master's thesis, Auckland University of Technology]. Tuwhera. 

Kelly, C. B. D. (2018). [Doctoral thesis, The University of Waikato]. The University of Waikato Research Commons. 

Theses from ProQuest Dissertations and Theses Global

Becker, J. C. (2013). (Publication No. 3577776) [Doctoral dissertation, Graduate Council of Texas State University - San Marcos]. ProQuest Dissertations and Theses Global.

Find how to cite in text on the  In-text citation  page.

 Unpublished thesis or dissertations are usually sourced directly from the university in print form.

 Reference format

Author, A. A. (Year). [Unpublished doctoral or master's thesis or dissertation].

Name of the Institution awarding the degree.

Stewart, Y. (2000).  [Unpublished master's thesis]. Auckland University of Technology.

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Citation Examples

  • Journal Article
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  • Supplemental Reference Examples
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Grady, J. S., Her, M., Moreno, G., Perez, C., & Yelinek, J. (2019). Emotions in storybooks: A comparison of storybooks that represent ethnic and racial groups in the United States.  ,  (3), 207–217. 

Jerrentrup, A., Mueller, T., Glowalla, U., Herder, M., Henrichs, N., Neubauer, A., & Schaefer, J. R. (2018). Teaching medicine with the help of “Dr. House”.  ,  (3), Article e0193972. 

Parenthetical citations:  (Grady et al., 2019; Jerrentrup et al., 2018)

Narrative citations:  Grady et al. (2019) and Jerrentrup et al. (2018)

  • If a journal article has a DOI, include the DOI in the reference.
  • If the journal article does not have a DOI and is from an academic research database, end the reference after the page range (for an explanation of why, see the  database information  page). The reference in this case is the same as for a print journal article.
  • Do not include database information in the reference unless the journal article comes from a database that publishes original, proprietary content, such as UpToDate (see an example on the  database information  page).
  • If the journal article does not have a DOI but does have a URL that will resolve for readers (e.g., it is from an online journal that is not part of a database), include the URL of the article at the end of the reference.
  • If the journal article has an article number instead of a page range, include the article number instead of the page range (as shown in the Jerrentrup et al. example).

Rabinowitz, F. E. (2019).  . American Psychological Association. 

Sapolsky, R. M. (2017).  . Penguin Books.

Parenthetical citations:  (Rabinowitz, 2019; Sapolsky, 2017)

Narrative citations:  Rabinowitz (2019) and Sapolsky (2017)

  • If the book includes a DOI, include the DOI in the reference after the publisher name.
  • Do not include the publisher location.
  • If the book does not have a DOI and comes from an academic research database, end the book reference after the publisher name. Do not include  database information  in the reference. The reference in this case is the same as for a print book.

Schaefer, N. K., & Shapiro, B. (2019, September 6). New middle chapter in the story of human evolution.  ,  (6457), 981–982. 

Schulman, M. (2019, September 9). Superfans: A love story.  . 

Parenthetical citations:  (Schaefer & Shapiro, 2019; Schulman, 2019)

Narrative citations:  Schaefer and Shapiro (2019) and Schulman (2019)

  • If a magazine article has a DOI, include the DOI in the reference.
  • If the magazine article does not have a DOI and is from an academic research database, end the reference after the page range. Do not include  database information  in the reference. The reference in this case is the same as for a print magazine article.
  • If the magazine article does not have a DOI but does have a URL that will resolve for readers (e.g., it is from an online magazine that is not part of a database), include the URL of the article at the end of the reference.
  • If the magazine article does not have volume, issue, and/or page numbers (e.g., because it is from an online magazine), omit the missing elements from the reference (as in the Schulman example).
Carey, B. (2019, March 22). Can we get better at forgetting? 

Parenthetical citation:  (Carey, 2019)

Narrative citation:  Carey (2019)

  • If the newspaper article is from an academic research database, end the reference after the page range. Do not include  database information  in the reference. The reference in this case is the same as for a print newspaper article.
  • If the newspaper article has a URL that will resolve for readers (e.g., it is from an online newspaper), include the URL of the article at the end of the reference.
  • If the newspaper article does not have volume, issue, and/or page numbers (e.g., because it is from an online newspaper), omit the missing elements from the reference, as shown in the example.
  • If the article is from a news website (e.g., CNN, HuffPost)—one that does not have an associated daily or weekly newspaper—use the format for a  webpage on a website  instead.

Aron, L., Botella, M., & Lubart, T. (2019). Culinary arts: Talent and their development. In R. F. Subotnik, P. Olszewski-Kubilius, & F. 
C. Worrell (Eds.),   (pp. 345–359). American Psychological Association. 

Parenthetical citation:  (Aron et al., 2019)

Narrative citation:  Aron et al. (2019)

  • If the edited book chapter includes a DOI, include the chapter DOI in the reference after the publisher name.
  • If the edited book chapter does not have a DOI and comes from an academic research database, end the edited book chapter reference after the publisher name. Do not include  database information  in the reference. The reference in this case is the same as for a print edited book chapter.
  • Do not create references for chapters of authored books. Instead, write a reference for the whole book and cite the chapter in the text if desired (e.g., Kumar, 2017, Chapter 2).
Merriam-Webster. (n.d.). Culture. In  . Retrieved September 9, 2019, from 

Parenthetical citation:  (Merriam-Webster, n.d.)

Narrative citation:  Merriam-Webster (n.d.)

  • Because entries in  Merriam-Webster’s Dictionary  are updated over time and are not archived, include a  retrieval date  in the reference.
  • Merriam-Webster is both the author and the publisher, so the name appears in the author element only to avoid repetition.
  • To quote a dictionary definition, view the pages on quotations and  how to quote works without page numbers  for guidance. Additionally, here is an example:  Culture  refers to the “customary beliefs, social forms, and material traits of a racial, religious, or social group” (Merriam-Webster, n.d., Definition 1a).
National Cancer Institute. (2019).   (NIH Publication No. 18-2059). U.S. Department of Health and Human Services, National Institutes of Health. 

Parenthetical citation:  (National Cancer Institute, 2019)

Narrative citation:  National Cancer Institute (2019)

The specific agency responsible for the report appears as the author. The names of parent agencies not present in the  group author name  appear in the source element as the publisher. This creates concise in-text citations and complete reference list entries.

Harvard University. (2019, August 28).   [Video]. YouTube. 

Parenthetical citation:  (Harvard University, 2019)

Narrative citation:  Harvard University (2019)

  • Use the name of the account that uploaded the video as the author.
  • If the account did not actually create the work, explain this in the text if it is important for readers to know. However, if that would mean citing a source that appears unauthoritative, you might also look for the author’s YouTube channel, official website, or other social media to see whether the same video is available elsewhere.

APA Databases [@APA_Databases]. (2019, September 5).     [Tweet]. Twitter. 

Gates, B. [@BillGates]. (2019, September 7).   [Thumbnail with link attached] [Tweet]. Twitter. 

Parenthetical citations:  (APA Databases, 2019; Gates, 2019)

Narrative citations:  APA Databases (2019) and Gates (2019)

  • Present the name of the individual or group author the same as you would for any other reference. Then provide the Twitter handle (beginning with the @ sign) in square brackets, followed by a period.
  • Provide the first 20 words of the tweet as the title. Count a URL, a hashtag, or an emoji as one word each, and include them in the reference if they fall within the first 20 words.
  • If the tweet includes an image, a video, a poll, or a thumbnail image with a link, indicate that in brackets after the title: [Image attached], [Video attached], [Thumbnail with link attached].
  • The same format used for Twitter is also used for Instagram.  
News From Science. (2019, June 21).   [Image attached] [Status update]. Facebook. 

Parenthetical citation:  (News From Science, 2019)

Narrative citation:  News From Science (2019)

  • Provide the first 20 words of the Facebook post as the title. Count a URL or other link, a hashtag, or an emoji as one word each, and include them in the reference if they fall within the first 20 words. 
  • If a status update includes images, videos, thumbnail links to outside sources, or content from another Facebook post (such as when sharing a link), indicate that in square brackets.

Fagan, J. (2019, March 25).  . OER Commons. Retrieved September 17, 2019, from 

National Institute of Mental Health. (2018, July).  . U.S. Department of Health and Human Services, National Institutes of Health. 

Woodyatt, A. (2019, September 10).  . CNN. 

World Health Organization. (2018, May 24).  . 

Parenthetical citations:  (Fagan, 2019; National Institute of Mental Health, 2018; Woodyatt, 2019; World Health Organization, 2018)

Narrative citations:  Fagan (2019), National Institute of Mental Health (2018), Woodyatt (2019), and World Health Organization (2018)

  • Provide as specific a  date  as is available on the webpage. This might be a year only; a year and month; or a year, month, and day.
  • Italicize the title of a webpage.
  • When the author of the webpage and the publisher of the website are the same, omit the publisher name to avoid repetition (as in the World Health Organization example).
  • When contents of a page are meant to be updated over time but are not archived, include a  retrieval date  in the reference (as in the Fagan example).
  • Use the webpage on a website format for articles from news websites such as CNN and HuffPost (these sites do not have associated daily or weekly newspapers). Use the  newspaper article category  for articles from newspaper websites such as  The New York Times  or  The Washington Post .
  • Create a reference to an open educational resources (OER) page only when the materials are available for download directly (i.e., the materials are on the page and/or can be downloaded as PDFs or other files). If you are directed to another website, create a reference to the specific webpage on that website where the materials can be retrieved. Use this format for material in any OER repository, such as OER Commons, OASIS, or MERLOT.
  • Do not create a reference or in-text citation for a whole website. To mention a website in general, and not any particular information on that site, provide the name of the website in the text and include the URL in parentheses. For example, you might mention that you used a website to create a survey.

The following supplemental example references are mention in the  Publication Manual:

  • retracted journal or magazine article
  • edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM)
  • edition of the International Statistical Classification of Diseases and Related Health Problems (ICD)
  • religious work
  • annotated religious work

Archival document and collections are not presented in the  APA Publication Manual, Seventh Edition . This content is available only on the APA Style website .  This guidance has been expanded from the 6th edition.

Archival sources include letters, unpublished manuscripts, limited-circulation brochures and pamphlets, in-house institutional and corporate documents, clippings, and other documents, as well as such nontextual materials as photographs and apparatus, that are in the personal possession of an author, form part of an institutional collection, or are stored in an archive such as the Archives of the History of American Psychology at the University of Akron or the APA Archives. For any documents like these that are available on the open web or via a database (subscription or nonsubscription), follow the reference templates shown in Chapter 10 of the Publication Manual.

The general format for the reference for an archival work includes the author, date, title, and source. The reference examples shown on this page may be modified for collections requiring more or less specific information to locate materials, for different types of collections, or for additional descriptive information (e.g., a translation of a letter). Authors may choose to list correspondence from their own personal collections, but correspondence from other private collections should be listed only with the permission of the collector.

Keep in mind the following principles when creating references to archival documents and collections:

  • As with any reference, the purpose is to direct readers to the source, despite the fact that only a single copy of the document may be available and readers may have some difficulty actually seeing a copy.
  • Include as much information as is needed to help locate the item with reasonable ease within the repository. For items from collections with detailed finding aids, the name of the collection may be sufficient; for items from collections without finding aids, more information (e.g., call number, box number, file name or number) may be necessary to help locate the item.
  • If several letters are cited from the same collection, list the collection as a reference and provide specific identifying information (author, recipient, and date) for each letter in the in-text citations (see Example 3).
  • Use square brackets to indicate information that does not appear on the document.
  • Use “ca.” (circa) to indicate an estimated date (see Example 5).
  • Use italics for titles of archival documents and collections; if the work does not have a title, provide a description in square brackets without italics.
  • Separate elements of the source (e.g., the name of a repository, library, university or archive, and the location of the university or archive) with commas. End the source with a period.
  • If a publication of limited circulation is available in libraries, the reference may be formatted as usual for published material, without the archival source.
  • Note that private letters (vs. those in an archive or repository) are considered personal communications and cited in the text only.

1. Letter from a repository

Frank, L. K. (1935, February 4). [Letter to Robert M. Ogden]. Rockefeller Archive Center (GEB Series 1.3, Box 371, Folder 3877), Tarrytown, NY, United States.

  • Parenthetical citation: (Frank, 1935)
  • Narrative citation: Frank (1935)
  • Because the letter does not have a title, provide a description in square brackets.

2. Letter from a private collection

Zacharius, G. P. (1953, August 15). [Letter to William Rickel (W. Rickel, Trans.)]. Copy in possession of Hendrika Vande Kemp.

  • Parenthetical citation: (Zacharius, 1953)
  • Narrative citation: Zacharius (1953)
  • In this example, Hendrika Vande Kemp is either the author of the paper or the author of the paper has received permission from Hendrika Vande Kemp to cite a letter in Vande Kemp’s private collection in this way. Otherwise, cite a private letter as a  personal communication .

3. Collection of letters from an archive

Allport, G. W. (1930–1967). Correspondence. Gordon W. Allport Papers (HUG 4118.10), Harvard University Archives, Cambridge, MA, United States.

  • Parenthetical citation: (Allport, 1930–1967)
  • Narrative citation: Allport (1930–1967)

To cite specific letters in the text, provide the author and range of years as shown in the reference list entry, plus details about who wrote the specific letter to whom and when the specific letter was written.

  • Parenthetical citation: (Allport, 1930–1967, G. Boring to Allport, December 26, 1937)
  • Narrative citation: Allport (1930–1967, Allport to G. Boring, March 1, 1939)
  • Use the parenthetical citation format to cite a letter that E. G. Boring wrote to Allport because Allport is the author in the reference. Use either the parenthetical or narrative citation format to cite letters that Allport wrote.

4. Unpublished papers, lectures from an archive or personal collection

Berliner, A. (1959). Notes for a lecture on reminiscences of Wundt and Leipzig. Anna Berliner Memoirs (Box M50), Archives of the History of American Psychology, University of Akron, Akron, OH, United States.

  • Parenthetical citation: (Berliner, 1959)
  • Narrative citation: Berliner (1959)

5. Archival/historical source for which the author and/or date is known or is reasonably certain but not stated on the document

Allport, A. (presumed). (ca. 1937). Marion Taylor today—by the biographer [Unpublished manuscript]. Marion Taylor Papers, Schlesinger Library, Radcliffe College, Cambridge, MA, United States.

  • Parenthetical citation: (Allport, ca. 1937)
  • Narrative citation: Allport (ca. 1937)
  • Because the author is reasonably certain but not stated on the document, place the word “presumed” in parentheses after the name, followed by a period.
  • Because the date is reasonably certain but not stated on the document, the abbreviation “ca.” (which stands for “circa”) appears before the year in parentheses.

6. Archival source with group author

Subcommittee on Mental Hygiene Personnel in School Programs. (1949, November 5–6). Meeting of Subcommittee on Mental Hygiene Personnel in School Programs. David Shakow Papers (M1360), Archives of the History of American Psychology, University of Akron, Akron, OH, United States.

  • Parenthetical citation: (Subcommittee on Mental Hygiene Personnel in School Programs, 1949)
  • Narrative citation: Subcommittee on Mental Hygiene Personnel in School Programs (1949)

7. Interview recorded and available in an archive

Smith, M. B. (1989, August 12). Interview by C. A. Kiesler [Tape recording]. President’s Oral History Project, American Psychological Association, APA Archives, Washington, DC, United States.

  • Parenthetical citation: (Smith, 1989)
  • Narrative citation: Smith (1989)
  • For interviews and oral histories recorded in an archive, list the interviewee as the author. Include the interviewer’s name in the description.

8. Transcription of a recorded interview, no recording available

Sparkman, C. F. (1973). An oral history with Dr. Colley F. Sparkman/Interviewer: Orley B. Caudill. Mississippi Oral History Program (Vol. 289), University of Southern Mississippi, Hattiesburg, MS, United States.

  • Parenthetical citation: (Sparkman, 1973)
  • Narrative citation: Sparkman (1973)

9. Newspaper article clipping, historical, in personal collection

Psychoanalysis institute to open. (1948, September 18). [Clipping from an unidentified Dayton, OH, United States, newspaper]. Copy in possession of author.

  • Parenthetical citation: (“Psychoanalysis Institute to Open,” 1948)
  • Narrative citation: “Psychoanalysis Institute to Open” (1948)
  • Use this format only if you are the person who is in possession of the newspaper clipping.

10. Historical publication of limited circulation

Sci-Art Publishers. (1935). Sci-Art publications [Brochure]. Roback Papers (HUGFP 104.50, Box 2, Folder “Miscellaneous Psychological Materials”), Harvard University Archives, Cambridge, MA, United States.

  • Parenthetical citation: (Sci-Art Publishers, 1935)
  • Narrative citation: Sci-Art Publishers (1935)

11. Archived photographs, no author and no title

[Photographs of Robert M. Yerkes]. (ca. 1917–1954). Robert Mearns Yerkes Papers (Box 137, Folder 2292), Manuscripts and Archives, Yale University Library, New Haven, CT, United States.

  • Parenthetical citation: ([Photographs of Robert M. Yerkes], ca. 1917–1954)
  • Narrative citation: [Photographs of Robert M. Yerkes] (ca. 1917–1954)
  • Because the archived photographs do not have a title, provide a bracketed description instead.
  • Because the archived photographs do not have an author, move the bracketed description to the author position of the reference.

12. Microfilm

U.S. Census Bureau. (1880). 1880 U.S. census: Defective, dependent, and delinquent classes schedule: Virginia [Microfilm]. NARA Microfilm Publication T1132 (Rolls 33–34), National Archives and Records Administration, Washington, DC, United States.

  • Parenthetical citation: (U.S. Census Bureau, 1880)
  • Narrative citation: U.S. Census Bureau (1880)

Read the full APA guidelines on citing ChatGPT 

OpenAI. (2023).  ChatGPT  (Mar 14 version) [Large language model].  https://chat.openai.com/chat

  • Parenthetical citation:  (OpenAI, 2023)
  • Narrative citation:  OpenAI (2023)

Author:  The author of the model is OpenAI.

Date:  The date is the year of the version you used. Following the template in Section 10.10, you need to include only the year, not the exact date. The version number provides the specific date information a reader might need.

Title:  The name of the model is “ChatGPT,” so that serves as the title and is italicized in your reference, as shown in the template. Although OpenAI labels unique iterations (i.e., ChatGPT-3, ChatGPT-4), they are using “ChatGPT” as the general name of the model, with updates identified with version numbers.

The version number is included after the title in parentheses. The format for the version number in ChatGPT references includes the date because that is how OpenAI is labeling the versions. Different large language models or software might use different version numbering; use the version number in the format the author or publisher provides, which may be a numbering system (e.g., Version 2.0) or other methods.

Bracketed text  is used in references for additional descriptions when they are needed to help a reader understand what’s being cited. References for a number of common sources, such as journal articles and books, do not include bracketed descriptions, but things outside of the typical peer-reviewed system often do. In the case of a reference for ChatGPT, provide the descriptor “Large language model” in square brackets. OpenAI describes ChatGPT-4 as a “large multimodal model,” so that description may be provided instead if you are using ChatGPT-4. Later versions and software or models from other companies may need different descriptions, based on how the publishers describe the model. The goal of the bracketed text is to briefly describe the kind of model to your reader.

Source:  When the publisher name and the author name are the same, do not repeat the publisher name in the source element of the reference, and move directly to the URL. This is the case for ChatGPT. The URL for ChatGPT is  https://chat.openai.com/chat . For other models or products for which you may create a reference, use the URL that links as directly as possible to the source (i.e., the page where you can access the model, not the publisher’s homepage).

DOIs and URLs

The DOI or URL is the final component of a reference list entry. Because so much scholarship is available and/or retrieved online, most reference list entries end with either a DOI or a URL.

  • A DOI is a unique alphanumeric string that identifies content and provides a persistent link to its location on the internet. DOIs can be found in database records and the reference lists of published works.
  • A URL specifies the location of digital information on the internet and can be found in the address bar of your internet browser. URLs in references should link directly to the cited work when possible.

Follow these guidelines for including DOIs and URLs in references:

  • Include a DOI for all works that have a DOI, regardless of whether you used the online version or the print version.
  • If a print work does not have a DOI, do not include any DOI or URL in the reference.
  • If an online work has both a DOI and a URL, include only the DOI.
  • For works without DOIs from websites (not including academic research databases), provide a URL in the reference (as long as the URL will work for readers).
  • For works without DOIs from most  academic research databases , do not include a URL or database information in the reference because these works are widely available. The reference should be the same as the reference for a print version of the work.
  • For works from databases that publish original, proprietary material available only in that database (such as the UpToDate database) or for works of limited circulation in databases (such as monographs in the ERIC database), include the name of the database or archive and the URL of the work. If the URL requires a login or is session-specific (meaning it will not resolve for readers), provide the URL of the database or archive home page or login page instead of the URL for the work. See the page on including  database information in references  for more information. 
  • If the URL is no longer working or no longer provides readers access to the content you intend to cite, follow the guidance for works with  no source .
  • Other alphanumeric identifiers such as the International Standard Book Number (ISBN) and the International Standard Serial Number (ISSN) are not included in APA Style references.

Follow these guidelines to format DOIs and URLs:

  • Present both DOIs and URLs as hyperlinks (i.e., beginning with “http:” or “https:”).
  • Because a hyperlink leads readers directly to the content, it is not necessary to include the words “Retrieved from” or “Accessed from” before a DOI or URL.
  • It is acceptable to use either the default display settings for hyperlinks in your word-processing program (e.g., usually blue font, underlined) or plain text that is not underlined.
  • Leave links live if the work is to be published or read online.
  • Follow the current recommendations of the International DOI Foundation to format DOIs in the reference list, which as of this publication is as follows:

https://doi.org/ xxxxx

  • The string “https://doi.org/” is a way of presenting a DOI as a link, and “xxxxx” refers to the DOI number.
  • The preferred format of the DOI has changed over time. Although older works use previous formats (e.g., “http:/dx.doi.org/” or “doi:” or “DOI:” before the DOI number), in your reference list, standardize DOIs into the current preferred format for all entries. For example, use  https://doi.org/10.1037/a0040251  in your reference even though that article, published in 2016, presented the number in an older format.
  • Copy and paste the DOI or URL from your web browser directly into your reference list to avoid transcription errors. Do not change the capitalization or punctuation of the DOI or URL. Do not add line breaks manually to the hyperlink; it is acceptable if your word-processing program automatically adds a break or moves the hyperlink to its own line.
  • Do not add a period after the DOI or URL because this may interfere with link functionality.

When a DOI or URL is long or complex, you may use shortDOIs or shortened URLs if desired.

  • Use the  shortDOI service  provided by the International DOI Foundation to create shortDOIs. A work can have only one DOI and only one shortDOI; the shortDOI service will either produce a new shortDOI for a work that has never had one or retrieve an existing shortDOI.
  • Some websites provide their own branded shortened URLs, and independent URL shortening services are available as well. Any shortened URL is acceptable in a reference as long as you check the link to ensure that it takes you to the correct location.
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How many references should be included in the bibliography of a Master thesis?

Surprisingly, I have not found a similar question to mine - all I found was a question about the maximum number of citations per sentence.

However, I am more interested in the total number of citations that is considered normal for a paper (to be more specific, a Master Thesis, which in my case will be around 60 pages of content.)

I heard that about 1 - 1.5 multiplied with page count would be a good number of sources cited.

I am asking because I am a little worried that I might have cited too many sources.

  • publications

David Ketcheson's user avatar

  • 2 What is your field? –  Wrzlprmft ♦ Commented Aug 8, 2014 at 11:07
  • 15 Cite as many as you have to. Some papers have referred to no references and some have referred to more than fifty or sixty. There is no general rule. –  enthu Commented Aug 8, 2014 at 11:31
  • 3 Swedish has a very appropriate word for it: lagom . Just the right amount. –  Davidmh Commented Aug 8, 2014 at 12:41
  • 1 A simple example to show why this is not possible to answer: Compare a paper about some original research to a survey about a new field of research. Both of those are perfectly fine to write about, both will get accepted by journals and to some degree you can write master theses about both (well you can, I don't say you should). But the number of citations you'll have for both of those will be at opposite sides of a rather large spectrum. –  Voo Commented Aug 8, 2014 at 16:04
  • 4 I might have cited too many sources. — This is simply not possible. The only possible point of concern is whether you've cited each of those sources appropriately . –  JeffE Commented Aug 10, 2014 at 22:24

4 Answers 4

There is no definite answer. It really depends on how much previous literature exists, how much of it you have reviewed and cited appropriately, and (loosely) what the word count of the document is. Page count can misleading, as some theses have many more figures and tables than others.

No one is going to skip to the bibliography, think negative thoughts, and say "you have too many references!" without reading the document. If no individual part of the thesis could be considered as having too many citations, then the thesis as a whole has an appropriate number of citations.

These related questions have answers as to how you can decide if a particular part of the thesis has too many citations.

  • Maximum number of citations per sentence?
  • Is there such thing as too many references for one paper?

Community's user avatar

In addition to the other answer, this question is based on some slightly questionable premises, as seen in the sentence "the total number of citations that is considered normal for a paper (to be more specific, a Master Thesis, which in my case will be around 60 pages of content.)":

  • In the communities of CS that I am familiar with, a Master Thesis of some 60 pages is not a paper . A paper is usually a document that concisely describes something on typically 5 to 15 pages (depending both on the paper type (short, full, journal, poster abstract, ...) and the layout. Hence, a Master Thesis is not comparable to a paper .
  • Papers published in conferences (and maybe to a somewhat lesser extent, in journals) are usually bound to a very strict upper page count limit. When you have lots of interesting stuff to tell, there is only so much space left for references and you often have to skip citing some sources that you would have liked to include. Such a restriction usually doesn't exist in graduation theses such as Bachelor or Master theses. There may be a rough guideline for the expected number of pages, but exceeding that by a moderate amount (in the case you presented, I'd frankly say 80 pages instead of 60 is ok) if the content is worth it is not necessarily a problem - least of all if the extra length is caused by "additional info" such as the appendix or references rather than the core document.
  • Lastly, there is no normal number of references because each topic is different. For some Master Thesis tasks, there may be a number of default works that should always be listed in the initial exposition of the general topic, which in itself already fill a page of references, whereas other Master Thesis tasks might not have such a "default list"; the general exposition is done with very few or without any references.

O. R. Mapper's user avatar

I just completed an M.A. thesis in English literature, and I mean just. I tend to be light on the number of sources I use and I like to have favored sources and work it to exhaustion.

My thesis is about 30,000 words, about 50 percent more than the minimum at my institution. I have 27 secondary sources and six primary sources. The institution requires 20 sources, I don't if that's 20 secondary or 20 total, but what I did will give you and idea what you need to do.

I'm not just out college. In fact, I am senior citizen age. My writing ability is equal to that the people who write the journal article and equal to that of a professional historian too. Reading the journal articles I have had to read to do my seminar papers and my thesis, I have seen many that are excessively heavy on sources. Some are light on sources but seem nevertheless to be good articles.

How you primary sources you cite might depend on your topic. It could be only one. Conceivably, it could be none. For a master's thesis in literature, the minimum might be one secondary source for each thousand word. In imagine, in that case, that it might be double than many for a doctoral disseration. In that case, the number secondary sources for doctoral thesis would have to be around 150.

How many source might depend on the individual and how that persons works their sources. But I would still say, expect to be required to have 150 sources or close to it.

My thesis was low on sources in part because I first outlined a theory and then applied that theory to the characters of four novels without much reference to outside sources.

Anonymike's user avatar

The number should be N, where N is the exact number of papers that you have really read, understood and (mostly) relevant to your thesis.

ramgorur's user avatar

You must log in to answer this question.

Not the answer you're looking for browse other questions tagged publications thesis writing ..

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How to correctly reference a dissertation

(Last updated: 12 May 2021)

Since 2006, Oxbridge Essays has been the UK’s leading paid essay-writing and dissertation service

We have helped 10,000s of undergraduate, Masters and PhD students to maximise their grades in essays, dissertations, model-exam answers, applications and other materials. If you would like a free chat about your project with one of our UK staff, then please just reach out on one of the methods below.

In academic writing at all levels, referencing is crucial. Knowing how to reference your dissertation correctly will not only give your work the academic finish it needs to pass, but will also support your ideas and arguments so that the person marking it has a clear understanding of your level of knowledge and research on the topic.

In this article, we’ll occasionally use the term ‘scholarly referencing’ – which quite simply means the style of referencing used in the world of academia (as opposed to the references you may include at the end of your CV, for example).

What is scholarly referencing?

Scholarly referencing refers to a series of conventions used to point readers towards sources that you have cited, quoted, or otherwise borrowed from in your work.

There are many different referencing styles (and the three main categories are discussed below), but they all provide the same fundamental pieces of information to enable a reader to go and find a source you've cited in your work and look at it for themselves:

  • The author of the work
  • The title of the work
  • The type of publication (e.g. whole book, book chapter, journal article, webpage)
  • The date of publication of the specific edition of the work you're using (if you're using a specific edition of a classic text, it's of more practical use for a reader to know that the edition you're referring to was published in, say, 2000, than that the original was published in 1818, though this information is sometimes provided in square brackets in the bibliography in addition to the year of the current edition)
  • The publisher and place of publication
  • If applicable, additional details (volume and issue number, page range) to enable your reader to find the specific source

Why and when do I reference?

Avoiding plagiarism.

The first reason most universities will give for why accurate citation is crucial is that it protects you from accusations of plagiarism . You need to provide a reference to any work done by others that you've incorporated into your own work. This does not just refer to direct quotations but also to paraphrases, data, and even broad "schools of thought", or ways of thinking about a topic.

Plagiarism is not always dishonest – you may not be intentionally passing off someone else's work as your own – but if you don't cite any source that may have influenced your thinking you're open to plagiarism accusations.

If you're in any doubt about whether a source has influenced an assertion you're making, cite it!

Other reasons

Beyond covering yourself, though, there are a couple of other reasons why you should practise good citation habits. Specifically, these have to do with your development as a scholar and your participation in the collective creation of knowledge:

  • Readers of your work may want to engage with it directly, or it may simply stimulate their own thinking. Either way, it's common scholarly courtesy to make sure anyone who reads your work can trace the influences on your thinking, data, and methodology in a clear and transparent way.
  • Citing other scholars extensively helps you to make the implicit rhetorical argument that you're well-read and informed on your subject, and readers are more likely to be convinced by your argument if you identify and cite reputable scholarly work that supports your interpretations.

What referencing system do I use?

In short, you may not have much of a choice. If you're lucky your university will let you choose between their preferred styles of parenthetical referencing and footnote referencing (for Arts or Humanities subjects) or their preferred parenthetical and numerical styles (for Sciences or Social Sciences).

If you do get a choice, read the “usage” sections for each referencing type below, and ask yourself the following questions:

  • How many sources am I going to cite?
  • Will I engage closely with a lot of my sources, or am I likely to cite briefly and in volume to note general trends in my field or in the literature?
  • Will I use direct quotation or paraphrase?

If you're fortunate enough to have a choice in your referencing system, these questions should help you decide between the alternatives before you.

How do I reference my sources effectively and consistently?

Be systematic.

If you're referencing a dissertation, you're likely to have many tens if not hundreds of sources. If you think of your bibliography as something separate from the process of researching and writing and plan to leave it till the end, remembering every single source you cited and finding all its bibliographic details is going to be a daunting task, to say the least. You need to develop a systematic way of tracking and organising works you've read and cited, both for your own retrieval later and for use in in-text citations and your bibliography.

Use software to help you

There are various ways to do this: you might prefer to set up a spreadsheet or just keep thorough notes as you research. But by far the most efficient way to store, retrieve, and cite the sources you find – especially if you're working with lots of recent, online sources – is to use reference management software . Universities often have subscriptions to commercial packages like RefWorks and EndNote, but you can still save a lot of time with a freeware package like Zotero (though it has far less sophisticated bibliography-generating tools, and with far fewer citation formats, than the commercial tools).

Reference management software packages typically contain some or all of the following features:

  • A database that you can organise into multiple folders (for example, one folder per chapter) to rationalise large numbers of sources
  • A comprehensive set of fields corresponding to the information typically required by citation systems
  • One or more mechanisms for automatically generating records (for example, web plugins that can grab citation details direct from certain pages; DOI searches that download citation data from the web; the ability to import text or XML files of entire bibliographic database searches)
  • Word processor plugins (for Word or LibreOffice/OpenOffice) that allow you to insert in-text citations – both in footnote and parenthetical form
  • One or more means of generating bibliographies and reference lists – usually both as a text list directly from the programme or as a set of fields based on the sources cited using the word processor plugin

These software packages can be hugely efficient time savers, allowing you to easily catalogue, retrieve and annotate sources as you research, and generating citations and even a complete bibliography for your project.

Do be aware, though, that auto-generated bibliographies won't always be 100% accurate. You might, for example, have to fill in missing pieces of information like place of publication for certain records, or reformat bibliographies to match your department's requirements.

Parenthetical referencing styles

Parenthetical referencing styles are the most common scholarly styles in use, and are employed across a wide range of academic disciplines, with different formats dominant in different fields.

MLA and Chicago tend to dominate in Arts and Humanities disciplines (especially in North America); APA is very common in the Social Sciences, while one of the many variants of the Harvard system can turn up in any discipline anywhere in the world!

Parenthetical styles generally work on the basis of economy. They allow the reader to quickly and easily locate a source in the reference list at the end of a work (in most parenthetical referencing formats this is labelled "References" or "Works Cited" and includes only sources directly cited in the written work), with a minimal disruption of the flow of the writing in which they appear. Because of their emphasis on economy, parenthetical styles generally mandate that you include the author's name in the parenthetical reference only if it's not clear from the context. So, if you introduce a quote with "Smith says that…" you wouldn't normally repeat Smith's name a few words later in parentheses.

Format and features (author-date systems)

Most parenthetical referencing systems use an "author-date" format. The parenthetical reference includes the author's surname and the year of publication (or just the year of publication if the author's name is clear from the context). So you might see, for example;

Scholars often complain that there are "far too many referencing styles for the young scholar to keep track of" (Smith 2012, p. 6)

Smith argues that "There are far too many referencing styles for the young scholar to keep track of" (2012, p. 6).

The year is always the first piece of information after the author's name in the reference list to allow you to quickly and easily match up a parenthetical reference with a bibliographic entry. Author-date entries must always form a unique identifier for a particular source – if a scholar has been exceptionally busy in a given year and produced multiple papers that are being cited in the present written work, the convention is to refer to them, both in-text and in the reference list, using the convention 2012a, 2012b, etc.

Page referencing conventions can vary considerably from format to format, depending on the discipline in which a referencing style is generally used. APA, for example, is designed for use in Social Sciences contexts and doesn't have a straightforward built-in mechanism for specifying page numbers, since it is expected that the vast majority of the time it will be used to reference paraphrases and summaries rather than direct quotations. When using APA to provide direct page number references it is recommended that the author and date be included when introducing the citation and the page reference be provided in a separate parenthetical note at the end of the citation;

Smith (2012) argues that "There are far too many referencing styles for the young scholar to keep track of" (p. 6).

The Harvard "system"

Harvard deserves a special mention among author-date systems: while it's very likely that your university uses Harvard for referencing in at least some disciplines, it's also equally likely that your university's idea of what Harvard referencing looks like is slightly different from any of its neighbouring universities. Whereas referencing styles like Chicago and MLA form part of detailed style guides that provide explicit rules on many aspects of scholarly writing (not just referencing), Harvard simply defines the types of information that should be included in a reference and some broad principles about formatting.

There are almost as many variations of the Harvard system as there are institutions and publications that use it, and though the variations are generally pretty minor they include things like the following:

  • Whether authors' names are capitalised in the references list
  • Whether "p." or just a number is used when referring to page numbers
  • Whether a comma separates the author and date in the parenthetical reference (Smith 2012 or Smith, 2012)
  • The organisation and formatting of various bibliographic elements

Confusingly, you very often won't find universities acknowledging these differences; go to almost any university library's guide to referencing and it will claim to be offering an authoritative guide to the Harvard System, not one variation among many – it's up to you to identify where other referencing guides or software don't agree.

You need to pay particularly close attention to this if you're using reference management software to keep track of your sources and generate your bibliography. If you set it to output a reference list in "Harvard" you can be almost certain that your list won't quite match the format your university expects and you'll have to do some manual formatting to get it right. Some reference managers include several variants of Harvard; you should experiment with these and pick the one that gets as close as possible to your format, but again you'll be lucky to find a 100% match.

Format and features (MLA)

MLA is something of a special case among parenthetical referencing systems as it doesn't use dates to identify works. It aims to be even more economical than author-date systems by identifying sources by author's name only and using minimal punctuation in the parenthetical reference, for example Scholars often complain that there are "far too many referencing styles for the young scholar to keep track of" (Smith 6). In the event that a written work contains more than one work by a single author, that work is identified by the shortest possible reference to its title, for example;

Scholars often complain that there are "far too many referencing styles for the young scholar to keep track of" (Smith, Scholar's 6).

Example of use

Note: the examples of sources used here and throughout this post are fictitious.

Scholars often complain that there are "far too many referencing styles for the young scholar to keep track of" (Smith 2012, 6).

In the References list:

Smith, Arnold. 2012. The Scholar's Complete Guide to Referencing. London: Scholar's Press.

Examples of parenthetical styles

  • Chicago (author-date)
  • MLA (Modern Language Association)
  • APA (American Psychological Association)

Footnote / endnote referencing styles

Footnote referencing styles are most common in Arts and Humanities subjects (especially in the UK and Commonwealth countries), where direct quotation of sources – often at length – is commonplace and footnoting is also frequently used as a means of adding additional quotations, context, or clarifying comments. Footnote referencing styles almost always include page numbers when available (the exception being "classic" literary texts that exist in a multitude of editions and are more usually referenced by chapter, line, scene, or stanza number as appropriate). This referencing style works on the assumption that readers may want to go and find the source of specific quotations as they read, possibly to establish the context or to better understand the theory or argument behind the quotation. It's not uncommon in a heavily referenced book or journal article to see footnotes containing bibliographic references and other material take up half a page or more!

Format and features

A number in superscript font (or, more rarely, parentheses, especially for work published online) at the end of a quotation or assertion indicates that the text is supplemented by a note. In most footnoting styles the note will be at the bottom of the page on which its corresponding number appears, or on an adjacent page if the word processing software's text formatting rules dictate that the page footer has become too large. The footer section is usually separated by a horizontal rule to separate it from the body of the page, and the note is found next to its corresponding number. Less common endnote referencing styles – and variations of footnote styles used by certain university departments or publications – collect all notes at the end of the chapter or work.

The level of detail given in the footnote may depend on whether or not the referencing style also uses a bibliography. If a bibliography is used, the footnote may contain only sufficient detail to find the source in the bibliography – for example the work's author and title – and a page reference for the citation. Unlike other referencing formats, footnote referencing styles generally don't restrict bibliographies to containing only sources directly cited in the work; you are free to include all sources you consulted in writing your work, irrespective of whether you cited them or not.

Some footnote referencing styles don't use a separate bibliography at the end of the written work, which means that the entire bibliographic details for the article must be contained in the footnote. However, two of the most common footnote referencing styles, Oxford and MHRA, generally require that the full bibliographic details be given in the footnote and in an alphabetised bibliography (although publications using MHRA in particular may choose to omit the bibliography, universities tend to require it). Generally a shortened note form (author, title, page reference) is permissible for subsequent footnotes after the one in which the source is first introduced.

Smith argues that "There are far too many referencing styles for the young scholar to keep track of".1

In the footer:

1 Arnold Smith, The Scholar's Complete Guide to Referencing (London: Scholar's Press, 2012), p. 6.

In the bibliography:

Smith, Arnold, The Scholar's Complete Guide to Referencing (London: Scholar's Press, 2012).

Examples of footnote styles

  • MHRA (Modern Humanities Research Association)
  • Chicago (footnote style)

Numbered referencing styles

Numbered referencing styles are usually restricted to the sciences. They cater for contexts in which very large numbers of sources are likely to be referenced in brief or in paraphrase, with as many as 5-10 sources used to support a single assertion or argument, but where direct quotation is rarely if even used. The use of numbers as shorthand to refer to bibliographic records is an ideal solution for situations in which sources are referenced in such high volumes that even the briefest parenthetical citation style would still lead to unacceptably long interruptions in the flow of the text.

Each source is assigned a unique number, depending on when it first appears in the text. The number is inserted in parentheses in the text (not normally in superscript format, unlike with footnotes) and the same number is used for every subsequent reference to that source. References are listed at the end of the document in numerical (not alphabetical) format for easy retrieval. Numerical references are very well-suited to publications whose sole or primary medium is electronic, as the numerical references to sources can be hyperlinked very unobtrusively to their corresponding entries in the reference list.

Scholars often complain about the high number of different referencing systems a university student might have to learn during the course of his or her studies (1-4).

In the references list: 1. Smith A. The Scholar's Complete Guide to Referencing. London: Scholar's Press; 2012.

Examples of numerical styles

By far the most common standardised numerical referencing style is Vancouver. However, many universities just refer in generic terms to "the numeric style" without specifically identifying it as Vancouver style. As with Harvard referencing, the detailed implementation of these styles varies somewhat from university to university and publication to publication, but they are typically close variants of the Vancouver system, and setting your referencing software to output a Vancouver-style bibliography should get you fairly close to the style your department is looking for.

How referencing is changing – electronic sources and the Digital Object Identifier (DOI)

A Digital Object Identifier , or DOI, is an ISO standardised and increasingly commonplace way of referencing online sources. It works like a cross between an ISBN and a URL. Like an ISBN, it's a unique, stable identifier for a particular digital source that allows you to look it up in a database; like a URL it also functions as a type of “address”, helping you identify not only what the object is but where it is.

The overwhelming majority of new articles published in online journals are now assigned a DOI, and the information about that DOI (including the article’s author, title, and publication date, and the name, volume and issue of the journal in which it was published) is stored in a centralised database as metadata.

This is great news if you're using reference management software: simply input an article’s DOI and the software will download the associated metadata and create a full bibliographic record from it!

But best of all, one of the metadata properties that is stored and regularly updated for the DOI is the URL of the article. Enter any object’s DOI into a web browser preceded by http://dx.doi.org/ and it should resolve to the best current place to access the text of the article. If the article is open-access this will generally be a page on which the article’s full text is published; otherwise it's likely to be a login page from which you can gain access via either an institutional or personal account.

To an extent, referencing systems are still playing catchup with DOIs, although the most recent editions of APA and MLA both contain full guidance on citing online sources using DOIs (which are now explicitly preferred to URLs where they're available) and even allow you to omit some other key details about the source if you do provide a DOI.

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references for a dissertation

Dissertation Structure & Layout 101: How to structure your dissertation, thesis or research project.

By: Derek Jansen (MBA) Reviewed By: David Phair (PhD) | July 2019

So, you’ve got a decent understanding of what a dissertation is , you’ve chosen your topic and hopefully you’ve received approval for your research proposal . Awesome! Now its time to start the actual dissertation or thesis writing journey.

To craft a high-quality document, the very first thing you need to understand is dissertation structure . In this post, we’ll walk you through the generic dissertation structure and layout, step by step. We’ll start with the big picture, and then zoom into each chapter to briefly discuss the core contents. If you’re just starting out on your research journey, you should start with this post, which covers the big-picture process of how to write a dissertation or thesis .

Dissertation structure and layout - the basics

*The Caveat *

In this post, we’ll be discussing a traditional dissertation/thesis structure and layout, which is generally used for social science research across universities, whether in the US, UK, Europe or Australia. However, some universities may have small variations on this structure (extra chapters, merged chapters, slightly different ordering, etc).

So, always check with your university if they have a prescribed structure or layout that they expect you to work with. If not, it’s safe to assume the structure we’ll discuss here is suitable. And even if they do have a prescribed structure, you’ll still get value from this post as we’ll explain the core contents of each section.  

Overview: S tructuring a dissertation or thesis

  • Acknowledgements page
  • Abstract (or executive summary)
  • Table of contents , list of figures and tables
  • Chapter 1: Introduction
  • Chapter 2: Literature review
  • Chapter 3: Methodology
  • Chapter 4: Results
  • Chapter 5: Discussion
  • Chapter 6: Conclusion
  • Reference list

As I mentioned, some universities will have slight variations on this structure. For example, they want an additional “personal reflection chapter”, or they might prefer the results and discussion chapter to be merged into one. Regardless, the overarching flow will always be the same, as this flow reflects the research process , which we discussed here – i.e.:

  • The introduction chapter presents the core research question and aims .
  • The literature review chapter assesses what the current research says about this question.
  • The methodology, results and discussion chapters go about undertaking new research about this question.
  • The conclusion chapter (attempts to) answer the core research question .

In other words, the dissertation structure and layout reflect the research process of asking a well-defined question(s), investigating, and then answering the question – see below.

A dissertation's structure reflect the research process

To restate that – the structure and layout of a dissertation reflect the flow of the overall research process . This is essential to understand, as each chapter will make a lot more sense if you “get” this concept. If you’re not familiar with the research process, read this post before going further.

Right. Now that we’ve covered the big picture, let’s dive a little deeper into the details of each section and chapter. Oh and by the way, you can also grab our free dissertation/thesis template here to help speed things up.

The title page of your dissertation is the very first impression the marker will get of your work, so it pays to invest some time thinking about your title. But what makes for a good title? A strong title needs to be 3 things:

  • Succinct (not overly lengthy or verbose)
  • Specific (not vague or ambiguous)
  • Representative of the research you’re undertaking (clearly linked to your research questions)

Typically, a good title includes mention of the following:

  • The broader area of the research (i.e. the overarching topic)
  • The specific focus of your research (i.e. your specific context)
  • Indication of research design (e.g. quantitative , qualitative , or  mixed methods ).

For example:

A quantitative investigation [research design] into the antecedents of organisational trust [broader area] in the UK retail forex trading market [specific context/area of focus].

Again, some universities may have specific requirements regarding the format and structure of the title, so it’s worth double-checking expectations with your institution (if there’s no mention in the brief or study material).

Dissertations stacked up

Acknowledgements

This page provides you with an opportunity to say thank you to those who helped you along your research journey. Generally, it’s optional (and won’t count towards your marks), but it is academic best practice to include this.

So, who do you say thanks to? Well, there’s no prescribed requirements, but it’s common to mention the following people:

  • Your dissertation supervisor or committee.
  • Any professors, lecturers or academics that helped you understand the topic or methodologies.
  • Any tutors, mentors or advisors.
  • Your family and friends, especially spouse (for adult learners studying part-time).

There’s no need for lengthy rambling. Just state who you’re thankful to and for what (e.g. thank you to my supervisor, John Doe, for his endless patience and attentiveness) – be sincere. In terms of length, you should keep this to a page or less.

Abstract or executive summary

The dissertation abstract (or executive summary for some degrees) serves to provide the first-time reader (and marker or moderator) with a big-picture view of your research project. It should give them an understanding of the key insights and findings from the research, without them needing to read the rest of the report – in other words, it should be able to stand alone .

For it to stand alone, your abstract should cover the following key points (at a minimum):

  • Your research questions and aims – what key question(s) did your research aim to answer?
  • Your methodology – how did you go about investigating the topic and finding answers to your research question(s)?
  • Your findings – following your own research, what did do you discover?
  • Your conclusions – based on your findings, what conclusions did you draw? What answers did you find to your research question(s)?

So, in much the same way the dissertation structure mimics the research process, your abstract or executive summary should reflect the research process, from the initial stage of asking the original question to the final stage of answering that question.

In practical terms, it’s a good idea to write this section up last , once all your core chapters are complete. Otherwise, you’ll end up writing and rewriting this section multiple times (just wasting time). For a step by step guide on how to write a strong executive summary, check out this post .

Need a helping hand?

references for a dissertation

Table of contents

This section is straightforward. You’ll typically present your table of contents (TOC) first, followed by the two lists – figures and tables. I recommend that you use Microsoft Word’s automatic table of contents generator to generate your TOC. If you’re not familiar with this functionality, the video below explains it simply:

If you find that your table of contents is overly lengthy, consider removing one level of depth. Oftentimes, this can be done without detracting from the usefulness of the TOC.

Right, now that the “admin” sections are out of the way, its time to move on to your core chapters. These chapters are the heart of your dissertation and are where you’ll earn the marks. The first chapter is the introduction chapter – as you would expect, this is the time to introduce your research…

It’s important to understand that even though you’ve provided an overview of your research in your abstract, your introduction needs to be written as if the reader has not read that (remember, the abstract is essentially a standalone document). So, your introduction chapter needs to start from the very beginning, and should address the following questions:

  • What will you be investigating (in plain-language, big picture-level)?
  • Why is that worth investigating? How is it important to academia or business? How is it sufficiently original?
  • What are your research aims and research question(s)? Note that the research questions can sometimes be presented at the end of the literature review (next chapter).
  • What is the scope of your study? In other words, what will and won’t you cover ?
  • How will you approach your research? In other words, what methodology will you adopt?
  • How will you structure your dissertation? What are the core chapters and what will you do in each of them?

These are just the bare basic requirements for your intro chapter. Some universities will want additional bells and whistles in the intro chapter, so be sure to carefully read your brief or consult your research supervisor.

If done right, your introduction chapter will set a clear direction for the rest of your dissertation. Specifically, it will make it clear to the reader (and marker) exactly what you’ll be investigating, why that’s important, and how you’ll be going about the investigation. Conversely, if your introduction chapter leaves a first-time reader wondering what exactly you’ll be researching, you’ve still got some work to do.

Now that you’ve set a clear direction with your introduction chapter, the next step is the literature review . In this section, you will analyse the existing research (typically academic journal articles and high-quality industry publications), with a view to understanding the following questions:

  • What does the literature currently say about the topic you’re investigating?
  • Is the literature lacking or well established? Is it divided or in disagreement?
  • How does your research fit into the bigger picture?
  • How does your research contribute something original?
  • How does the methodology of previous studies help you develop your own?

Depending on the nature of your study, you may also present a conceptual framework towards the end of your literature review, which you will then test in your actual research.

Again, some universities will want you to focus on some of these areas more than others, some will have additional or fewer requirements, and so on. Therefore, as always, its important to review your brief and/or discuss with your supervisor, so that you know exactly what’s expected of your literature review chapter.

Dissertation writing

Now that you’ve investigated the current state of knowledge in your literature review chapter and are familiar with the existing key theories, models and frameworks, its time to design your own research. Enter the methodology chapter – the most “science-ey” of the chapters…

In this chapter, you need to address two critical questions:

  • Exactly HOW will you carry out your research (i.e. what is your intended research design)?
  • Exactly WHY have you chosen to do things this way (i.e. how do you justify your design)?

Remember, the dissertation part of your degree is first and foremost about developing and demonstrating research skills . Therefore, the markers want to see that you know which methods to use, can clearly articulate why you’ve chosen then, and know how to deploy them effectively.

Importantly, this chapter requires detail – don’t hold back on the specifics. State exactly what you’ll be doing, with who, when, for how long, etc. Moreover, for every design choice you make, make sure you justify it.

In practice, you will likely end up coming back to this chapter once you’ve undertaken all your data collection and analysis, and revise it based on changes you made during the analysis phase. This is perfectly fine. Its natural for you to add an additional analysis technique, scrap an old one, etc based on where your data lead you. Of course, I’m talking about small changes here – not a fundamental switch from qualitative to quantitative, which will likely send your supervisor in a spin!

You’ve now collected your data and undertaken your analysis, whether qualitative, quantitative or mixed methods. In this chapter, you’ll present the raw results of your analysis . For example, in the case of a quant study, you’ll present the demographic data, descriptive statistics, inferential statistics , etc.

Typically, Chapter 4 is simply a presentation and description of the data, not a discussion of the meaning of the data. In other words, it’s descriptive, rather than analytical – the meaning is discussed in Chapter 5. However, some universities will want you to combine chapters 4 and 5, so that you both present and interpret the meaning of the data at the same time. Check with your institution what their preference is.

Now that you’ve presented the data analysis results, its time to interpret and analyse them. In other words, its time to discuss what they mean, especially in relation to your research question(s).

What you discuss here will depend largely on your chosen methodology. For example, if you’ve gone the quantitative route, you might discuss the relationships between variables . If you’ve gone the qualitative route, you might discuss key themes and the meanings thereof. It all depends on what your research design choices were.

Most importantly, you need to discuss your results in relation to your research questions and aims, as well as the existing literature. What do the results tell you about your research questions? Are they aligned with the existing research or at odds? If so, why might this be? Dig deep into your findings and explain what the findings suggest, in plain English.

The final chapter – you’ve made it! Now that you’ve discussed your interpretation of the results, its time to bring it back to the beginning with the conclusion chapter . In other words, its time to (attempt to) answer your original research question s (from way back in chapter 1). Clearly state what your conclusions are in terms of your research questions. This might feel a bit repetitive, as you would have touched on this in the previous chapter, but its important to bring the discussion full circle and explicitly state your answer(s) to the research question(s).

Dissertation and thesis prep

Next, you’ll typically discuss the implications of your findings . In other words, you’ve answered your research questions – but what does this mean for the real world (or even for academia)? What should now be done differently, given the new insight you’ve generated?

Lastly, you should discuss the limitations of your research, as well as what this means for future research in the area. No study is perfect, especially not a Masters-level. Discuss the shortcomings of your research. Perhaps your methodology was limited, perhaps your sample size was small or not representative, etc, etc. Don’t be afraid to critique your work – the markers want to see that you can identify the limitations of your work. This is a strength, not a weakness. Be brutal!

This marks the end of your core chapters – woohoo! From here on out, it’s pretty smooth sailing.

The reference list is straightforward. It should contain a list of all resources cited in your dissertation, in the required format, e.g. APA , Harvard, etc.

It’s essential that you use reference management software for your dissertation. Do NOT try handle your referencing manually – its far too error prone. On a reference list of multiple pages, you’re going to make mistake. To this end, I suggest considering either Mendeley or Zotero. Both are free and provide a very straightforward interface to ensure that your referencing is 100% on point. I’ve included a simple how-to video for the Mendeley software (my personal favourite) below:

Some universities may ask you to include a bibliography, as opposed to a reference list. These two things are not the same . A bibliography is similar to a reference list, except that it also includes resources which informed your thinking but were not directly cited in your dissertation. So, double-check your brief and make sure you use the right one.

The very last piece of the puzzle is the appendix or set of appendices. This is where you’ll include any supporting data and evidence. Importantly, supporting is the keyword here.

Your appendices should provide additional “nice to know”, depth-adding information, which is not critical to the core analysis. Appendices should not be used as a way to cut down word count (see this post which covers how to reduce word count ). In other words, don’t place content that is critical to the core analysis here, just to save word count. You will not earn marks on any content in the appendices, so don’t try to play the system!

Time to recap…

And there you have it – the traditional dissertation structure and layout, from A-Z. To recap, the core structure for a dissertation or thesis is (typically) as follows:

  • Acknowledgments page

Most importantly, the core chapters should reflect the research process (asking, investigating and answering your research question). Moreover, the research question(s) should form the golden thread throughout your dissertation structure. Everything should revolve around the research questions, and as you’ve seen, they should form both the start point (i.e. introduction chapter) and the endpoint (i.e. conclusion chapter).

I hope this post has provided you with clarity about the traditional dissertation/thesis structure and layout. If you have any questions or comments, please leave a comment below, or feel free to get in touch with us. Also, be sure to check out the rest of the  Grad Coach Blog .

references for a dissertation

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

36 Comments

ARUN kumar SHARMA

many thanks i found it very useful

Derek Jansen

Glad to hear that, Arun. Good luck writing your dissertation.

Sue

Such clear practical logical advice. I very much needed to read this to keep me focused in stead of fretting.. Perfect now ready to start my research!

hayder

what about scientific fields like computer or engineering thesis what is the difference in the structure? thank you very much

Tim

Thanks so much this helped me a lot!

Ade Adeniyi

Very helpful and accessible. What I like most is how practical the advice is along with helpful tools/ links.

Thanks Ade!

Aswathi

Thank you so much sir.. It was really helpful..

You’re welcome!

Jp Raimundo

Hi! How many words maximum should contain the abstract?

Karmelia Renatee

Thank you so much 😊 Find this at the right moment

You’re most welcome. Good luck with your dissertation.

moha

best ever benefit i got on right time thank you

Krishnan iyer

Many times Clarity and vision of destination of dissertation is what makes the difference between good ,average and great researchers the same way a great automobile driver is fast with clarity of address and Clear weather conditions .

I guess Great researcher = great ideas + knowledge + great and fast data collection and modeling + great writing + high clarity on all these

You have given immense clarity from start to end.

Alwyn Malan

Morning. Where will I write the definitions of what I’m referring to in my report?

Rose

Thank you so much Derek, I was almost lost! Thanks a tonnnn! Have a great day!

yemi Amos

Thanks ! so concise and valuable

Kgomotso Siwelane

This was very helpful. Clear and concise. I know exactly what to do now.

dauda sesay

Thank you for allowing me to go through briefly. I hope to find time to continue.

Patrick Mwathi

Really useful to me. Thanks a thousand times

Adao Bundi

Very interesting! It will definitely set me and many more for success. highly recommended.

SAIKUMAR NALUMASU

Thank you soo much sir, for the opportunity to express my skills

mwepu Ilunga

Usefull, thanks a lot. Really clear

Rami

Very nice and easy to understand. Thank you .

Chrisogonas Odhiambo

That was incredibly useful. Thanks Grad Coach Crew!

Luke

My stress level just dropped at least 15 points after watching this. Just starting my thesis for my grad program and I feel a lot more capable now! Thanks for such a clear and helpful video, Emma and the GradCoach team!

Judy

Do we need to mention the number of words the dissertation contains in the main document?

It depends on your university’s requirements, so it would be best to check with them 🙂

Christine

Such a helpful post to help me get started with structuring my masters dissertation, thank you!

Simon Le

Great video; I appreciate that helpful information

Brhane Kidane

It is so necessary or avital course

johnson

This blog is very informative for my research. Thank you

avc

Doctoral students are required to fill out the National Research Council’s Survey of Earned Doctorates

Emmanuel Manjolo

wow this is an amazing gain in my life

Paul I Thoronka

This is so good

Tesfay haftu

How can i arrange my specific objectives in my dissertation?

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Organizing and Formatting Your Thesis and Dissertation

Learn about overall organization of your thesis or dissertation. Then, find details for formatting your preliminaries, text, and supplementaries.

Overall Organization

A typical thesis consists of three main parts – preliminaries, text, and supplementaries. Each part is to be organized as explained below and in the order indicated below:

1. Preliminaries:

  • Title page (required)
  • Copyright page (required)
  • Abstract (required) only one abstract allowed
  • Acknowledgments (optional) located in the Preliminary Section only
  • Preface (optional)
  • Autobiography (optional)
  • Dedication (optional)
  • Table of Contents (required)
  • List of Tables (optional)
  • List of Figures (optional)
  • List of Plates (optional)
  • List of Symbols (optional)
  • List of Keywords (optional)
  • Other Preliminaries (optional) such as Definition of Terms

3. Supplementaries:

  • References or bibliography (optional)
  • Appendices (optional)
  • Glossary (optional)
  • List of Abbreviations (optional)

The order of sections is important

Preliminaries

These are the general requirements for all preliminary pages.

  • Preliminary pages are numbered with lower case Roman numerals.
  • Page numbers are ½” from the bottom of the page and centered.
  • The copyright page is included in the manuscript immediately after the title page and is not assigned a page number nor counted.
  • The abstract page is numbered with the Roman numeral “ii”.
  • The remaining preliminary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
  • Headings for all preliminary pages must be centered in all capital letters 1” from the top of the page.
  • Do not bold the headings of the preliminary pages.

Preliminaries have no page number on the first two. Then it is numbered with roman numerals.

A sample Thesis title page pdf is available here ,  and a sample of a Dissertation title page pdf is available here.

Refer to the sample page as you read through the format requirements for the title page.

  • Do not use bold.
  • Center all text except the advisor and committee information.

The heading “ Thesis ” or “ Dissertation ” is in all capital letters, centered one inch from the top of the page.

  • Your title must be in all capital letters, double spaced and centered.
  • Your title on the title page must match the title on your GS30 – Thesis/Dissertation Submission Form

Submitted by block

Divide this section exactly as shown on the sample page. One blank line must separate each line of text.

  • Submitted by
  • School of Advanced Materials Discovery 
  • School of Biomedical Engineering
  • Graduate Degree Program in Cell and Molecular Biology
  • Graduate Degree Program in Ecology

If your department name begins with “School of”, list as:

  • School of Education
  • School of Music, Theatre and Dance
  • School of Social Work

If you have questions about the correct name of your department or degree, consult your department. Areas of Study or specializations within a program are not listed on the Title Page.

Degree and Graduating Term block

  • In partial fulfillment of the requirements
  • For the Degree of
  • Colorado State University
  • Fort Collins, Colorado (do not abbreviate Colorado)

Committee block

  • Master’s students will use the heading Master’s Committee:
  • Doctoral students will use the heading Doctoral Committee:
  • The Master’s Committee and Doctoral Committee headings begin at the left margin.
  • One blank line separates the committee heading and the advisor section.
  • One blank line separates the advisor and committee section.
  • Advisor and committee member names are indented approximately half an inch from the left margin.
  • Titles before or after the names of your advisor and your members are not permitted (Examples – Dr., Professor, Ph.D.).

Copyright Page

  • A sample copyright page pdf is available here.
  • A copyright page is required.
  • A copyright page is included in the manuscript immediately after the title page.
  • This page is not assigned a number nor counted.
  • Center text vertically and horizontally.
  • A sample abstract page pdf is available here – refer to the sample page as you read through the format requirements for the abstract.
  • Only one abstract is permitted.
  • The heading “ Abstract ” is in all capital letters, centered one inch from the top of the page.
  • Three blank lines (single-spaced) must be between the “ Abstract ” heading and your title.
  • Your title must be in all capital letters and centered.
  • The title must match the title on your Title Page and the GS30 – Thesis/Dissertation Submission Form
  • Three blank lines (single-spaced) must be between the title and your text.
  • The text of your abstract must be double-spaced.
  • The first page of the abstract is numbered with a small Roman numeral ii.

Table of Contents

  • A sample Table of Contents page pdf is available.
  • The heading “ Table of Contents ” is in all capital letters centered one inch from the top of the page.
  • Three blank lines (single-spaced) follow the heading.
  • List all parts of the document (except the title page) and the page numbers on which each part begins.
  • The titles of all parts are worded exactly as they appear in the document.
  • Titles and headings and the page numbers on which they begin are separated by a row of dot leaders.
  • Major headings are aligned flush with the left margin.
  • Page numbers are aligned flush with the right margin.

The text of a thesis features an introduction and several chapters, sections and subsections. Text may also include parenthetical references, footnotes, or references to the bibliography or endnotes.

Any references to journal publications, authors, contributions, etc. on your chapter pages or major heading pages should be listed as a footnote .

Text and Supplementaries use Arabic numbering starting at 1

  • The entire document is 8.5” x 11” (letter) size.
  • Pages may be in landscape position for figures and tables that do not fit in “portrait” position.
  • Choose one type style (font) and font size and use it throughout the text of your thesis. Examples: Times New Roman and Arial.
  • Font sizes should be between 10 point and 12 point.
  • Font color must be black. 
  • Hyperlinked text must be in blue. If you hyperlink more than one line of text, such as the entire table of contents, leave the text black. 
  • Margins are one inch on all sides (top, bottom, left, and right).
  • Always continue the text to the bottom margin except at the end of a chapter.

1 inch Margins

  • Please see preliminary page requirements .
  • Body and references are numbered with Arabic numerals beginning with the first page of text (numbered 1).
  • Page numbers must be centered ½” from the bottom of the page.

Major Headings

  • A sample page pdf for major headings and subheadings is available here.
  • Use consistent style for major headings.
  • Three blank lines (single-spaced) need to be between the major heading and your text.
  • Each chapter is started on a new page.
  • The References or Bibliography heading is a major heading and the formatting needs to match chapter headings.

Subheadings

  • A sample page pdf for major headings and subheadings is available here .
  • Style for subheadings is optional but the style should be consistent throughout.
  • Subheadings within a chapter (or section) do not begin on a new page unless the preceding page is filled. Continue the text to the bottom of the page unless at the end of a chapter.
  • Subheadings at the bottom of a page require two lines of text following the heading and at least two lines of text on the next page.

Running Head

Do not insert a running head.

When dividing paragraphs, at least two lines of text should appear at the bottom of the page and at least two lines of text on the next page.

Hyphenation

The last word on a page may not be divided. No more than three lines in succession may end with hyphens. Divide words as indicated in a standard dictionary.

  • The text of the thesis is double-spaced.
  • Bibliography or list of reference entries and data within large tables may be single-spaced. Footnotes should be single spaced.
  • Footnotes and bibliography or list of reference entries are separated by double-spacing.
  • Quoted material of more than three lines is indented and single-spaced. Quoted material that is three lines or fewer may be single-spaced for emphasis.

Poems should be double-spaced with triple-spacing between stanzas. Stanzas may be centered if lines are short.

  • Consult a style manual approved by your department for samples of footnotes.
  • Footnotes are numbered consecutively throughout the entire thesis.
  • Footnotes appear at the bottom of the page on which the reference is made.
  • Footnotes are single-spaced.
  • Consult a style manual approved by your department for samples of endnotes.
  • Endnotes are numbered consecutively throughout the entire thesis.
  • Endnotes may be placed at the end of each chapter or following the last page of text.
  • The form for an endnote is the same as a footnote. Type the heading “endnote”.

Tables and Figures

  • Tables and figures should follow immediately after first mentioned in the text or on the next page.
  • If they are placed on the next page, continue the text to the bottom of the preceding page.
  • Do not wrap text around tables or figures. Text can go above and/or below.
  • If more clarity is provided by placing tables and figures at the end of chapters or at the end of the text, this format is also acceptable.
  • Tables and Figures are placed before references.
  • Any diagram, drawing, graph, chart, map, photograph, or other type of illustration is presented in the thesis as a figure.
  • All tables and figures must conform to margin requirements.
  • Images can be resized to fit within margins
  • Table captions go above tables.
  • Figure captions go below figures.
  • Captions must be single spaced.

Landscape Tables and Figures

  • Large tables or figures can be placed on the page landscape or broadside orientation.
  • Landscape tables and figures should face the right margin (unbound side).
  • The top margin must be the same as on a regular page.
  • Page numbers for landscape or broadside tables or figures are placed on the 11” side.

Supplementaries

These are the general requirements for all supplementary pages.

  • Supplementary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
  • Headings for all supplementary pages are major headings and the formatting style needs to match chapter headings.

Arabic numbers continue into the supplementaries.

References or Bibliography

  • The References or Bibliography heading is always a major heading and the formatting style needs to match chapter headings.
  • References or Bibliography are ordered after each chapter, or at the end of the text.
  • References or Bibliography must start on a new page from the chapter text.
  • References are aligned flush with the left margin.
  • The style for references should follow the format appropriate for the field of study.
  • The style used must be consistent throughout the thesis.
  • Appendices are optional and used for supplementary material.
  • The Appendices heading is a major heading and the formatting style needs to match chapter headings.
  • As an option the appendix may be introduced with a cover page bearing only the title centered vertically and horizontally on the page. The content of the appendix then begins on the second page with the standard one inch top margin.
  • Quality and format should be consistent with requirements for other parts of the thesis including margins.
  • Page numbers used in the appendix must continue from the main text.

A Foreign Language Thesis

Occasionally, theses are written in languages other than English. In such cases, an English translation of the title and abstract must be included in the document.

  • Submit one title page in the non-English language (no page number printed).
  • Submit one title page in English (no page number printed).
  • Submit one abstract in the non-English language (page number is ii).
  • Submit one abstract in English (page number is numbered consecutively from previous page – example: if the last page of the abstract in the foreign language is page ii the first page of the abstract in English is numbered page iii).

Multipart Thesis

In some departments, a student may do research on two or more generally related areas which would be difficult to combine into a single well-organized thesis. The solution is the multi-part thesis.

  • Each part is considered a separate unit, with its own chapters, bibliography or list of references, and appendix (optional); or it may have a combined bibliography or list of references and appendix.
  • A single abstract is required.
  • The pages of a multi-part thesis are numbered consecutively throughout the entire thesis, not through each part (therefore, the first page of Part II is not page 1).
  • The chapter numbering begins with Chapter 1 for each part, or the chapters may be numbered consecutively.
  • Pagination is consecutive throughout all parts, including numbered separation sheets between parts.
  • Each part may be preceded by a separation sheet listing the appropriate number and title.

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Thesis or dissertation

  • A-Z of Harvard references
  • Citing authors with Harvard
  • Page numbers and punctuation
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  • Secondary referencing
  • Example reference list
  • Journal article
  • Magazine article
  • Newspaper article
  • Online video
  • Radio and internet radio
  • Television advertisement
  • Television programme
  • Ancient text
  • Bibliography
  • Book (printed, one author or editor)
  • Book (printed, multiple authors or editors)
  • Book (printed, with no author)
  • Chapter in a book (print)
  • Collected works
  • Dictionaries and Encyclopedia entries
  • Multivolume work
  • Religious text
  • Translated work
  • Census data
  • Financial report
  • Mathematical equation
  • Scientific dataset
  • Book illustration, Figure or Diagram
  • Inscription on a building
  • Installation
  • Painting or Drawing
  • Interview (on the internet)
  • Interview (newspaper)
  • Interview (radio or television)
  • Interview (as part of research)
  • Act of the UK parliament (statute)
  • Bill (House of Commons/Lords)
  • Birth/Death/Marriage certificate
  • British standards
  • Command paper
  • European Union publication
  • Government/Official publication
  • House of Commons/Lords paper
  • Legislation from UK devolved assemblies
  • Statutory instrument
  • Military record
  • Film/Television script
  • Musical score
  • Play (live performance)
  • Play script
  • Song lyrics
  • Conference paper
  • Conference proceedings
  • Discussion paper
  • Minutes of meeting
  • Personal communication
  • PowerPoint presentation
  • Published report
  • Student's own work
  • Tutor materials for academic course
  • Unpublished report
  • Working paper
  • Generative AI
  • Referencing glossary

To be made up of:

  • Year of submission (in round brackets).
  • Title of thesis (in italics).
  • Degree statement.
  • Degree-awarding body.
  • Available at: URL.
  • (Accessed: date).

In-text citation: 

(Smith, 2019)

Reference List:  

Smith, E. R. C. (2019). Conduits of invasive species into the UK: the angling route? Ph. D. Thesis. University College London. Available at: https://discovery.ucl.ac.uk/id/eprint/10072700 (Accessed: 20 May 2021).

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  • URL: https://library-guides.ucl.ac.uk/harvard

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In this section

  • Graduate Program-Specific Contacts
  • Doctoral Dissertation Policies and Procedures
  • Master’s Thesis Policies and Procedures
  • Thesis and Dissertation Release and Embargo Options

Thesis and Dissertation Formatting Guidelines & Deep Blue Archiving

  • Graduate Studies Forms
  • Three Minute Thesis Competition
  • Graduate Student Appreciation Week

The purpose of these Formatting Guidelines is to make all dissertations and theses legible, accessible, preservable, and uniform in presentation. The steps you take now to format your dissertation and thesis will improve the file for future readers.

See The Mardigian Library’s  Formatting Your Thesis or Dissertation with Microsoft Word  for video tutorials designed to help you get most of the formatting of your thesis correct the first time. It is recommended that you use the dissertation/thesis template available in this guide which has most of the guidelines already incorporated.

For questions about formatting beyond what is covered in these resources, please check with your dissertation or thesis advisor.

File Format

  • Submit the dissertation or thesis as a PDF file

Structure/Accessibility

Techniques for creating accessible documents, including adding alternative text for images, can be found on this  website.

Set Document Title:  Set the document title (note: this is a document property, not the filename) as your dissertation or thesis title.

Set Document Language

Set the Language of Parts (Quotations, Sections) That Are Different from the Main Language (required if applicable)

Use Correct Headings:  Use appropriate heading levels for section and subsection titles. Use “Heading 1” for main section titles (e.g. a Chapter), “Heading 2” for subsection titles (e.g. a Chapter section), and so on.

Create Lists, Columns, and Other Structures by Using the Appropriate Structural Element.  Do not use space bar, tab, or enter to arrange text in apparent tables, lists, or columns.

Images, Figures, Tables, Media

  • Include descriptive alt text for all images and figures to convey the meaning and context of a visual item in a digital setting (do not use images of tables.)
  • Use at least 2-inch top margin on the Title Page.
  • Use 2-inch top margin on the first page of every chapter and major section (Acknowledgements, List of Figures, Bibliography, etc.…)
  • Use at least 1-inch margins (top, bottom, left, right) on all pages. 

Text, Fonts, Color, Spacing

  • Use a legible font, size 12 point, black color for all body text. Recommended fonts include Times or Times New Roman (serif fonts) or Arial (sans-serif font). Images and text within images may be in color.
  • Headings may be visually different than body text (bigger, bold) and no bigger than size 16 point.
  • Font size for footnotes, endnotes, captions, tables, figures, and equations may be smaller than the body text and no less than 9 point.
  • Text in the Front Matter that links to a location within the dissertation or thesis (from the Table of Contents, for example) should not be underlined or outlined as hyperlinks.
  • Use embedded fonts to ensure all font information in your document is secured in your PDF.
  • Use either 1.5-line or double-line spacing throughout for all body text. 
  • Use single-line spacing for text in tables, lists, footnotes/endnotes, figure/table legends/captions, and bibliographic entries (with a blank line between each citation or entry). 

Numbering and Page Numbering

  • Number chapters consecutively and name them as follows: Chapter [#] [Title of Chapter]. For example, Chapter 1 Introduction. 
  • Include the chapter number and name as a heading on the first page of chapter and in the Table of Contents.
  • Number all tables, figures, appendices, etc. consecutively and name them as follows: Table [#] [Caption/Title/Legend]. 
  • Tables, Figures, etc. may be numbered simply using whole numbers throughout the document (Figure 1, Figure 2, Figure 3) or by combining the chapter number and table, figure, etc. number per chapter (Figure 2.1, Figure 2.2, Figure 3.1). Choose one system from an appropriate style guide and use it consistently.
  • Include a List of Figures, List of Tables, etc. in the front matter if the dissertation or thesis includes more than one figure, table, illustration, appendix, etc. (required if applicable)
  • List of Figures (or List of Tables, List of Illustrations, List of Appendices, etc.) includes the title of each, its caption/title/legend, and page number on which it begins.
  • Include page numbers in the front matter, centered in the footer, using lowercase Roman numerals, beginning on page ii (the first page after the Identifier/Copyright page).
  • Include page numbers in the dissertation text and following sections, centered in the footer, using Arabic numerals, beginning on page 1.

Components of the Dissertation and Thesis

Include the following components, in the following order. All required components must be included.

Use the page numbering conventions given below. Every section below starts on a new page with 2-inch top margin.

Title Page (required)

No page number. No page count.

  • See the section below for details of component requirements.

Frontispiece (Illustration or Epigraph) (optional)

Identifier/Copyright Page (required)

  • No page number. Start page count here.
  • See section below for details of component requirements.

Dedication (optional)

  • Page numbers required. Start lowercase Roman numerals (starting with ii) here.
  • Acknowledgments (optional)

Page numbers required. Lowercase Roman numerals.

Preface (optional)

Table of Contents (required)

List of Tables, List of Figures, etc. (required if applicable)

  • List of Tables required if there is more than one table, etc.

List of Illustrations/Photos (required if applicable)

List of Appendices (required if applicable)

List of Abbreviations, List of Acronyms, List of Symbols (optional)

Abstract (required)

Dissertation or Thesis Text (required)

  • Page numbers required. Start Arabic numerals here.
  • Appendices (optional)

Bibliography or Reference section(s). (required)

Page numbers required. Arabic numerals. Insert at the end of each chapter, or the end of the dissertation/thesis, in the format preferred by the discipline.

Title Page Components

Include the following components on the title page, in the following order. Begin each item on a new line.

  • At least 2 inch top margin on Title Page. 
  • Complete dissertation  or master’s thesis title, centered, and capitalized in title case. 
  • Your author name should match your legal name or preferred name in Wolverine Access
  • You may use initial(s) for middle name(s).
  • The following text, including line breaks, centered and single line-spaced. 

A dissertation (thesis) submitted in partial fulfillment of the requirements for the degree of Name of Degree (Name of Program) in The University of Michigan-Dearborn YEAR

  • The text, “Doctoral Committee  or Master’s Thesis Committee:” left justified. 
  • List chair or co-chairs first (in alphabetical order by surname if more than one) with “Chair” or “Co-Chair” after their titles and names.
  • List other committee members in alphabetical order, by last name.
  • Professor rank (e.g., Professor, Associate Professor, Assistant Professor, Emeritus Professor) or title (e.g., Dr.)
  • Complete full name
  • Affiliation, if not affiliated with University of Michigan (e.g., name of university, college, corporation, or organization)

Identifier/Copyright Page Components

Include the following components on the identifier/copyright page, in the following order. Begin each item on a new line, centered.

  • Your full legal name (Required)
  • Your @umich.edu email address (Required)
  • Your ORCID iD (required only for PhD candidates)

ORCID iD is a unique digital identifier that you control and that distinguishes you from other researchers.

  • ORCID iD profile URL (Recommended)
  • Copyright notice. (Recommended)

Copyright notice notifies readers that you hold the copyright to this work and when it was established.

Use the following format: © Full Name YEAR

Final Formatting Checks

Before submission, double-check the following:

  • All numbered series (pages, chapters, tables, figures, etc.) are consistently formatted and consecutive throughout the document.
  • All entries in the table of contents and lists match contents as titled/ordered in the dissertation text.
  • References/Bibliography entries are complete and match the formatting preference of your discipline.

Thesis or Dissertation Embargo

The thesis or dissertation is submitted as public evidence of your scholarly research and accomplishment. A thesis or dissertation and abstract is normally made publicly available upon degree conferral when it is deposited electronically in Deep Blue. If a student wishes to postpone public release of the final product, also called an embargo, the student should discuss this option with his or her faculty advisor. It has always been the university's expectation that every dissertation and abstract will be released upon conferral of the degree. Only in specific circumstances may release of a thesis or dissertation be deferred, and then only for a limited period of time. The student is responsible for requesting an embargo.

Embargo forms can be found at:  "Thesis and Dissertation Release and Embargo Options”

Deep Blue Archiving 

Required for doctoral dissertations and highly recommended for Master’s Thesis. The final pdf document of your dissertation or thesis must be submitted electronically to the Mardigian Library. This digital PDF will be the copy of record and will be archived in  Deep Blue . Deep Blue is a digital repository that is part of the University of Michigan Library. 

To submit your document, you need to provide:

  • Your ORCID iD  
  • Keywords that describe the subject, concepts, theories, and methods used in your document, to help others find and retrieve your document
  • A copy of your thesis or dissertation in PDF format
  • Optional – up to two supplementary files (no larger than 50 MB each), such as an audio file, spreadsheet, or a software program

To maintain the usability and appearance of your document, please review the  Best Practices for Producing High Quality PDF Files , available on Deep Blue.

If you have supplemental materials (such as data) that should also be made publicly available and associated with your dissertation or thesis, consider reaching out to  [email protected]  for help determining whether these should be deposited into one of the Deep Blue repositories.

Once your document is submitted to Deep Blue by the library, you will receive an email containing the DOI and a URL to access the document. It will also be added to the Mardigian Library catalog and made available on Google Scholar. If no embargo is requested, it may take three to four weeks for your document to become available.

Submit Final Thesis/Dissertation to Deep Blue

More support.

  • Library Guide to  Formatting Your Thesis or Dissertation with Microsoft Word  and Video Tutorials.
  • UM IT accessibility guide for  creating accessible documents .
  • Guide for  embedding all fonts in PDFs generated with LaTeX or PDFLaTeX .

Contact your  subject librarian  for assistance on a wide range of topics including literature searching, citation management, and much more.

Download the Formatting Checklist

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Title: a double tracking method for optimization with decentralized generalized orthogonality constraints.

Abstract: In this paper, we consider the decentralized optimization problems with generalized orthogonality constraints, where both the objective function and the constraint exhibit a distributed structure. Such optimization problems, albeit ubiquitous in practical applications, remain unsolvable by existing algorithms in the presence of distributed constraints. To address this issue, we convert the original problem into an unconstrained penalty model by resorting to the recently proposed constraint-dissolving operator. However, this transformation compromises the essential property of separability in the resulting penalty function, rendering it impossible to employ existing algorithms to solve. We overcome this difficulty by introducing a novel algorithm that tracks the gradient of the objective function and the Jacobian of the constraint mapping simultaneously. The global convergence guarantee is rigorously established with an iteration complexity. To substantiate the effectiveness and efficiency of our proposed algorithm, we present numerical results on both synthetic and real-world datasets.
Subjects: Optimization and Control (math.OC); Distributed, Parallel, and Cluster Computing (cs.DC); Machine Learning (stat.ML)
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IMAGES

  1. Formatting Guidelines

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  2. Bibliography or List of References

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  3. APA Citations for a Thesis or Dissertation

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  1. Dissertation TIP

  2. Talking about References for MA Dissertation

  3. How To Find Bibliographies on Your Topic in Dissertations and Theses

  4. How to write References, Citations & Bibliography in Thesis/Dissertation

  5. TEMPLATE: Formatting the reference list

  6. How to add reference in research paper manually #addreference #research

COMMENTS

  1. How to Cite a Dissertation in APA Style

    To cite an unpublished dissertation (one you got directly from the author or university in print form), add "Unpublished" to the bracketed description, and list the university at the end of the reference, outside the square brackets. APA format. Author last name, Initials. (Year).

  2. Published Dissertation or Thesis References

    Published Dissertation or Thesis References. This page contains reference examples for published dissertations or theses. Kabir, J. M. (2016). Factors influencing customer satisfaction at a fast food hamburger chain: The relationship between customer satisfaction and customer loyalty (Publication No. 10169573) [Doctoral dissertation, Wilmington ...

  3. How to Cite a Thesis or Dissertation in APA

    Citing a published dissertation or thesis from a database. If a thesis or dissertation has been published and is found on a database, then follow the structure below. It's similar to the format for an unpublished dissertation/thesis, but with a few differences: Structure: Author's last name, F. M. (Year published).

  4. APA Citations for a Thesis or Dissertation

    How to Cite a Published Dissertation or Thesis in APA. To cite a published dissertation in APA 7th edition, you need to include: Author, A. A. (Year). Title of doctoral dissertation or master's thesis (Publication number, if available) [Doctoral dissertation or master's thesis, Institution]. Publisher.

  5. Unpublished Dissertation or Thesis References

    Narrative citation: Harris (2014) When a dissertation or thesis is unpublished, include the description " [Unpublished doctoral dissertation]" or " [Unpublished master's thesis]" in square brackets after the dissertation or thesis title. In the source element of the reference, provide the name of the institution that awarded the degree.

  6. Citing Sources in Your Dissertation: 14 Best Practices for Avoiding

    Proper citation is indispensable for maintaining the integrity and credibility of your dissertation. By adhering to best practices such as choosing the right citation style, ensuring accurate referencing, and effectively quoting, paraphrasing, and summarizing sources, you contribute to a transparent and honest academic conversation.

  7. APA Style 7th Edition: Citing Your Sources

    Thesis, from a commercial database. Lope, M. D. (2014). Perceptions of global mindedness in the international baccalaureate middle years programme: The relationship to student academic performance and teacher characteristics (Order No. 3682837) [Doctoral dissertation, University of Maryland].ProQuest Dissertations and Theses Global.

  8. Thesis / Dissertation

    Unpublished Thesis or Dissertation. Last name, Initial (s). (Year). Title of Doctoral dissertation or Master's thesis [Unpublished Doctoral dissertation or Master's thesis). Name of Institution. Example. Pope, S. (2013). Parental participation in the child protection process [Unpublished Master's thesis]. Swansea University.

  9. APA Citation Style, 7th Edition: Dissertations & Thesis

    Theses are generally the culminating work for a master's or undergraduate degree and dissertations are often original research completed by doctoral students. Here are examples of a dissertation & a thesis, and how they would be formatted: Examples: Dissertation found in Proquest Dissertations and Theses Global: Reference: Banks, B. (2020).

  10. References: How to Cite and List Correctly

    In a thesis, however, if the reference is very important and the original is in some foreign language that cannot be retrieved easily, it is permissible to cite it. List such references with an asterisk and footnote: 'originals not seen'. Still, avoid using too many references, the originals of which have not been seen. ...

  11. APA: how to cite a dissertation [Update 2023]

    How to cite a dissertation in APA. Give the last name and initials (e. g. Watson, J. D.) of up to seven authors with the last name preceded by an ampersand (&). For eight or more authors include the first six names followed by an ellipsis (…) and add the last author's name. Give the full URL where the document can be retrieved from.

  12. Dissertations & Theses

    General Rule: Author, A. A. (year). Title of doctoral dissertation or master's thesis (Publication No. #) [Doctoral dissertation or master's thesis, Name of Institution Awarding the Degree].Name of Database. Example: Davis, P. M. (2010). Access, readership, citations: A randomized controlled trial of scientific journal publishing.

  13. How to Best Use References in a Dissertation

    Include Recent Researches. As important as relevant studies are for your dissertation, including recent studies only is equally important. Using reference in a dissertation that belong to the past five to ten years are acceptable; however, using references of the 1980s or 1990s is not recommended. The main reason being changes in time, settings ...

  14. References in Research

    References in research are a list of sources that a researcher has consulted or cited while conducting their study. They are an essential component of any academic work, including research papers, theses, dissertations, and other scholarly publications. Types of References. There are several types of references used in research, and the type of ...

  15. Research Guides: Write and Cite: Theses and Dissertations

    A thesis is a long-term, large project that involves both research and writing; it is easy to lose focus, motivation, and momentum. Here are suggestions for achieving the result you want in the time you have. The dissertation is probably the largest project you have undertaken, and a lot of the work is self-directed.

  16. Cite a Thesis / Dissertation

    Thesis Paper AI Proofreader Essay Checker PhD dissertation APA editing Academic editing College admissions essay Personal statement English proofreading Spanish, French, or German. ... Improve your in-text citations and references for errors and inconsistencies using Scribbr's AI technology or human experts. Run a free check.

  17. Theses and dissertations

    Thesis and dissertation can mean different things depending on where the degree is awarded. Always check the title page, or subsequent pages, to determine exactly what the work is and use the information for your reference. Auckland University of Technology (and other NZ universities) Thesis is either for a doctoral or a master's degree.

  18. APA Citation (7th edition)

    Parenthetical citations: (Grady et al., 2019; Jerrentrup et al., 2018) Narrative citations: Grady et al. (2019) and Jerrentrup et al. (2018) If a journal article has a DOI, include the DOI in the reference. If the journal article does not have a DOI and is from an academic research database, end the reference after the page range (for an explanation of why, see the database information page).

  19. How to Write a Dissertation

    The structure of a dissertation depends on your field, but it is usually divided into at least four or five chapters (including an introduction and conclusion chapter). The most common dissertation structure in the sciences and social sciences includes: An introduction to your topic. A literature review that surveys relevant sources.

  20. publications

    For some Master Thesis tasks, there may be a number of default works that should always be listed in the initial exposition of the general topic, which in itself already fill a page of references, whereas other Master Thesis tasks might not have such a "default list"; the general exposition is done with very few or without any references.

  21. How to correctly reference a dissertation

    Whether authors' names are capitalised in the references list. Whether "p." or just a number is used when referring to page numbers. Whether a comma separates the author and date in the parenthetical reference (Smith 2012 or Smith, 2012) The organisation and formatting of various bibliographic elements.

  22. Dissertation Structure & Layout 101 (+ Examples)

    Time to recap…. And there you have it - the traditional dissertation structure and layout, from A-Z. To recap, the core structure for a dissertation or thesis is (typically) as follows: Title page. Acknowledgments page. Abstract (or executive summary) Table of contents, list of figures and tables.

  23. Organizing and Formatting Your Thesis and Dissertation

    The text of a thesis features an introduction and several chapters, sections and subsections. Text may also include parenthetical references, footnotes, or references to the bibliography or endnotes. Any references to journal publications, authors, contributions, etc. on your chapter pages or major heading pages should be listed as a footnote.

  24. Guides and databases: Harvard: Thesis or dissertation

    Thesis or dissertation. To be made up of: Author. Year of submission (in round brackets). Title of thesis (in italics). Degree statement. Degree-awarding body. Available at: URL. (Accessed: date).

  25. Thesis and Dissertation Formatting Guidelines & Deep Blue Archiving

    All entries in the table of contents and lists match contents as titled/ordered in the dissertation text. References/Bibliography entries are complete and match the formatting preference of your discipline. Thesis or Dissertation Embargo. The thesis or dissertation is submitted as public evidence of your scholarly research and accomplishment.

  26. [2409.04998] A Double Tracking Method for Optimization with

    View PDF HTML (experimental) Abstract: In this paper, we consider the decentralized optimization problems with generalized orthogonality constraints, where both the objective function and the constraint exhibit a distributed structure. Such optimization problems, albeit ubiquitous in practical applications, remain unsolvable by existing algorithms in the presence of distributed constraints.